THOUGHT LEADERSHIP: ARE YOU A BUSINESS OWNER OR A FINANCIAL ADVISOR/PLANNER? THAT’S A SERIOUS QUESTION.
Now that your attention has been garnered, perhaps some clarification is in order.
Think about it. As a financial advisor and/or financial planner, your life is devoted to detail. Consider the moving parts of onboarding new clients. Aligning calendars to schedule meetings. Forms and questionnaires. Privacy notices. Prospectuses. Form ADV brochures. Client folder prep, either digitally or manually. And, complying with the DOL Fiduciary Rule will only add to the list.