Our Team

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

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Aaron Brodt

CIMA® | Founder and Chief Executive Officer

Aaron founded Ashton Thomas Private Wealth with a vision for building a new kind of financial services company: a firm with a client-centric, values-based culture that serves successful advisors and their clients.

Under his leadership, Ashton Thomas has grown into an award-winning* registered investment adviser (RIA) firm with twelve offices in seven states. Aaron is passionate about seeing the firm’s CREDO—community, respect, excellence, discipline, opportunity—lived out through each of the services and solutions Ashton Thomas provides to advisors and their clients.

Prior to founding Ashton Thomas, Aaron was a financial advisor and portfolio manager for a multifamily office. He began his career as an oil trader for Tosco, now part of ConocoPhillips. Aaron is a graduate of New Mexico State University, where he played NCAA collegiate basketball for the Aggies.

He obtained the designation of Certified Investment Management Analyst (CIMA®), administered by Investments & Wealth Institute® and taught in conjunction with the Wharton School at the University of Pennsylvania. Aaron is also co-founder of fintech platform, Amplify Technology, which provides RIA Operating System (ROS) solutions to wealth management firms like Ashton Thomas.

Aaron and Heidi Brodt and their two sons reside in Scottsdale, Arizona. He enjoys coaching his boys in basketball, spending time with family, and giving back to the communities served by Ashton Thomas.

*USA Today/Statista Best Financial Advisory Firms 2023; Citywire Future 50; Citywire 50 Growers Across America 2021; Citywire 50 Growers Across America 2022

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.363.3950

Fax: 602.734.5495

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Anastasia Pavlova

Senior Registered Associate | Private Wealth Client Services

Anastasia brings over six years of experience in the financial services industry, with a strong track record of client dedication, professional growth, and a passion for excellence. She began her career while still in college, gaining early exposure to the industry and independently studying for her securities licensing exams, which she successfully completed in 2022. Since then, Anastasia has earned multiple promotions and currently serves as a Senior Registered Associate, supporting a local advisory team.

Born and raised in Russia, Anastasia moved to the United States at the age of 12, living in both Southern and Northern California. She earned her Bachelor's degree from the University of California, Riverside, where she double-majored in Business Economics and Education, with a minor in Law. Balancing full-time work and academics, she developed a strong work ethic and a deep commitment to her professional aspirations early on.

Anastasia is known for her client-first approach and unwavering commitment to going above and beyond. Her motivation stems from the opportunity to be a reliable support system for her clients through all stages of life. She takes pride in building lasting relationships based on trust, integrity, and exceptional service.

Outside of work, Anastasia is an avid motorsports enthusiast. She has driven on the Apex Motor Club racetrack in Arizona and regularly attends automotive events, including the WeatherTech Raceway Laguna Seca and the Pebble Beach Concours d’Elegance. She also dedicates time to volunteering with organizations such as Rebuilding Together and Habitat for Humanity, contributing to the improvement of local communities through hands-on service projects.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Grand Junction, CO

Email: info@at-pw.com

Direct Phone: 970.307.7328

Fax: 602.734.5495

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Angela Johnson

Managing Wealth Advisor

As Managing Wealth Advisor, Angela leads the Confluence Private Wealth Team in providing hands-on, attentive service and personalized wealth management solutions to the people of Western Colorado.

Angela has diligently served clients throughout the Grand Valley for her entire career in financial services. Prior to joining Ashton Thomas, she was an advisor with WealthSource. Previously, Angela served as Vice President and Private Banker with Timberline Bank. She began her career with Wells Fargo, and her last role with that organization was also as a Private Banker in Grand Junction.

“The needs of the client come first,” states Angela. “This aspect of our business has always been non-negotiable to me. Helping our clients discover their unique goals is the hallmark of our wealth advisory practice.”

Angela earned a Bachelor of Business Administration from Colorado Mesa University where she majored in Finance. She also successfully completed the Grand Junction Chamber of Commerce Leadership Program.

Angela currently serves on the Board of Directors for Riverside Education Centers and the Colorado Northwestern Community College Foundation. Previously, she served on the board of the Mesa Monument Striders. Angela has also volunteered for the United Way Allocation Panel and Habitat for Humanity Women’s Build, and she served as a leader for the Grand Valley Youth Cycling Ride.

A Colorado native who enjoys the rugged natural beauty of the Centennial State, Angela and her husband, Brian, enjoy taking in all the Western Slope has to offer. The two can often be found hiking and kayaking with their yellow Labrador Retriever, Regina. Angela also enjoys downhill cycling and has helped build and maintain trails throughout the Grand Valley region.

Visit our team page at www.ashtonthomaspw.com/confluenceteam

Office: Sarasota, FL

Email: info@at-pw.com

Direct Phone: 941.315.5154

Fax: 602.734.5495

Arthur S. Day

Senior Portfolio Manager

Arthur S. Day is a seasoned investment professional with over 40 years of experience in the financial industry. He has worked with major Wall Street firms as both a retail and institutional advisor, guiding clients through dynamic market landscapes and helping to shape innovative investment strategies.

Born and raised in Fort Lee, New Jersey, Art’s career in finance began in 1984 when he became a licensed stockbroker with Dean Witter Reynolds. In 1987, he joined E.F. Hutton, which later became Shearson Lehman Brothers after multiple mergers. Art played a pivotal role in the development and launch of the Shearson Lehman Brothers TRAC mutual fund allocation program, which revolutionized portfolio management by aligning asset allocation with clients' risk profiles through questionnaires. This innovative strategy quickly accumulated over $5 billion in assets and set a new standard for risk-based portfolio construction, a model now widely adopted by firms across the industry.

In 1993, Art accepted an offer from PaineWebber, where he became First Vice President of Investments. He continued to lead in alternative investment strategies, such as private equity, wealth preservation insurance solutions, and hedge fund strategies. PaineWebber was eventually acquired by UBS in 2000, and Art continued his work with the firm until 2006, when he left to co-found Day Hagan Asset Management with Don Hagan and Linda Brown.

On the Day Hagan Team, Art has helped develop and promote the firm’s flagship Day Hagan Global Asset Allocation Strategy, a quantitative dynamic rebalancing index strategy, designed for both national retail and institutional distribution. His extensive background in the investment industry has been instrumental in the team's success, ensuring that the firm remains at the forefront of innovative and client-centered solutions.

Art graduated with a BA in Business from Baldwin Wallace College in Berea, Ohio, in 1976, where he was also an active member of the rugby team. Outside of his professional life, Art is passionate about the outdoors, regularly engaging in cycling, hiking, and skiing in both Sarasota, FL, and Aspen, CO. He is also a skilled musician, enjoying playing and recording music with a focus on guitar and vocals.

As part of his commitment to community and philanthropy, Art serves on the board of the Team Tony Cancer Foundation, where Day Hagan is a sponsor, and the Richard Riffel Charitable Endowment, helping identify and support charitable organizations through annual grants. He is also dedicated to personal well-being, practicing meditation and fostering spiritual wealth awareness.

Art’s "why" is deeply rooted in the desire to create meaningful and mutually beneficial outcomes for all those who engage with Day Hagan. His focus on relevance and service through the firm’s processes and fund offerings drives his passion for delivering excellence to both clients and partners alike.

Office: Bozeman, MT

Email: info@at-pw.com

Direct Phone: 406.551.1500

Fax: 602.734.5495

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Becca Dammann

CFP® Professional, AIF® | Senior Wealth Advisor

Becca Dammann has always been drawn to the intersection of people, trust, and long‑term possibility. A sixth‑generation Coloradan, hailing from a long line of ranchers, she grew up with a deep appreciation for resilience, community, and the kind of grounded values that shape a meaningful life. Those early influences have carried through every chapter of her career and continue to guide the way she shows up for others.

Becca graduated from Colorado State University before eventually moving to Montana. She started her career at DA Davidson then moved to Wells Fargo before joining Ashton Thomas Private Wealth in 2109.

Today, Becca is a Senior Financial Advisor and CERTIFIED FINANCIAL PLANNER™ professional with more than 15 years of experience in wealth management. She is known for bringing empathy, clarity, and a steady presence to the families and individuals she serves. Whether navigating complex financial decisions, planning for the future, or weathering uncertain markets, Becca focuses on what truly matters: building relationships rooted in trust and delivering service that consistently puts her clients first. Her goal is simple but powerful — to offer a sense of calm and security, even when things are tough.

Over the course of her career, Becca has built a reputation for thoughtful guidance and unwavering dedication. Clients describe her as someone who listens deeply, communicates with honesty, and brings both knowledge and heart to every conversation. She believes that financial planning is ultimately about people — their stories, their goals, and the futures they envision — and she considers it a privilege to walk alongside them.

Outside of work, Becca is energized by the outdoors and the wide‑open landscapes of Montana. After making Bozeman home in 2010, she embraced everything the region offers, from mountain biking and hiking to camping and skiing. She lives there with her husband, Matt, and their children, Monty and Hattie, finding joy in the everyday moments that come with raising a family in a place they love.

At her core, Becca is someone who shows up — for her clients, for her community, and for the people who matter most. Her work is guided by integrity, service, and a genuine desire to help others feel confident and supported as they move toward their goals.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Becky L’Allier

Compliance Manager

Becky L’Allier joined the Compliance team at Ashton Thomas Private Wealth in 2023, assuming the role of Compliance Manager. In this role, Becky is focused on marketing compliance, policies and procedures, and compliance systems. Becky brings her experience in the financial services industry to support the team in ensuring regulatory compliance and operational efficiency.

Originally from Chippewa Falls, Wisconsin, Becky embarked on her professional journey after graduating from the University of Wisconsin-Eau Claire with a Bachelor’s Degree in Criminal Justice. Following her undergraduate studies, she pursued an Associate of Applied Science (AAS) Degree as a Paralegal from Rasmussen College in Minnesota, further expanding her legal expertise.

Throughout her career, Becky has gained diverse industry knowledge through her roles in various financial institutions, including a broker-dealer, life insurance company, mortgage company, and capital management firm. This breadth of experience has equipped her with a comprehensive understanding of different facets of the financial services industry, from internal operations to navigating state and federal regulatory entities.

Passionate about continuous improvement and collaboration, Becky enjoys working with individuals from different departments within an organization to enhance processes and ensure adherence to regulatory requirements. Her ability to ask pertinent questions and draw upon her wide-ranging experience allows her to contribute valuable insights to the compliance function.

Outside of her professional endeavors, Becky’s previous focus revolved around her children’s high school hockey and soccer careers. Now that her children have moved out, she has taken on a new challenge with the purchase of a fixer-upper lake property in Chippewa Falls. Embracing the DIY spirit, she looks forward to engaging in house and landscape projects, and exploring her newfound hobbies.

What drives Becky in her role in Compliance is the opportunity to work collaboratively with diverse teams and departments, contributing to the improvement of processes and ensuring regulatory compliance. She values the chance to utilize her experience to understand the intricacies of the business and support the organization’s overall success. With her dedication to maintaining high standards of compliance and her proactive approach to problem-solving, Becky is a valuable asset to the Compliance team at Ashton Thomas.

Office: Honolulu, HI

Email: info@at-pw.com

Direct Phone: 808-546-1001

Fax: 602.734.5495

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Benny Tran

Wealth Advisor
Portfolio Analyst

Benny Tran is a dedicated financial professional with a strong passion for education, community empowerment, and long-term client success. Born and raised in Honolulu, Benny brings a deep connection to the local community and a mission-driven approach to wealth management—grounded in his personal journey and his commitment to financial literacy for all.

After earning his B.B.A. in Finance from the University of Hawai‘i at Mānoa in 2018, Benny began his career as an intern with Kobo Wealth Conservancy. Since then, he has grown into his role as an analyst and supporting advisor, contributing to portfolio allocation analysis, trading, proposal generation, investment database management, and client relationship support. He is known for his detail-oriented mindset and ability to simplify complex financial data to help clients make informed decisions.

While at UH Mānoa, Benny was a member of Delta Sigma Pi: Rho Chi Chapter, a professional business fraternity, and participated in the AKAMAI Finance Academy—a rigorous, hands-on financial training program designed to teach corporate finance and Wall Street investment methods. His experience also includes time abroad in Shanghai as part of an international exchange program, an opportunity that broadened his global perspective and strengthened his adaptability.

Benny’s "why" is deeply personal. Having grown up in a hardworking family where financial education was not readily available, he saw firsthand the gap in financial literacy that affects many households. This inspired him to pursue a career in finance—not just for his own growth, but to become a resource for others. He is driven by the belief that everyone, regardless of income or background, deserves access to tools and knowledge that can lead to financial freedom.

Outside of work, Benny enjoys fish and shrimp-keeping, exploring new cuisines, and playing video games. He continues to call Hawai‘i home, proud to serve the community that helped shape him.

Office: Bozeman, MT

Email: bdubose@at-pw.com

Direct Phone: 406.551.1500

Fax: 602.734.5495

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Bratton DuBose

CFP® Professional | Managing Wealth Advisor

Bratton DuBose, CERTIFIED FINANCIAL PLANNER^®, is Managing Wealth Advisor of Ashton Thomas Private Wealth’s Bozeman, Montana office.

“We aspire to excellence every day,” says Bratton. “We truly value our clients and appreciate the Ashton Thomas team that supports us in delivering comprehensive financial planning and disciplined investment management.”

He is joined by his colleague, Becca Dammann, CERTIFIED FINANCIAL PLANNER^®, AIF^®, who has worked alongside him for several years to help deliver an exceptional client experience.

Originally from South Carolina, Bratton is a graduate of Clemson University, where he earned a degree in economics and accounting. Drawn to the “fresh air, clean water, and mountains” of Montana during his youth, he worked as a ranch hand in the winters while attending Clemson and ultimately chose to make the Rocky Mountain region his home.

Bratton began his career with D.A. Davidson in 1994. Early industry practices prompted him to pursue a more disciplined, client-centered approach to wealth management, leading him to earn the CERTIFIED FINANCIAL PLANNER^® designation in 2006. He later moved his practice to Wells Fargo Advisors in 2011, where Becca rejoined him in 2016. Together, they built a substantial Bozeman-based practice before joining Ashton Thomas in 2019.

Bratton and his wife, Kelly, live in Bridger Canyon near Bozeman. They enjoy spending time on the lake in the summer, skiing, hiking, mountain biking, and scuba diving. Their son, Hans, attends Arizona State University, and their son, Bratton V, graduated from the University of Puget Sound and works in Bozeman. The DuBoses have proudly called Bozeman home since 1996.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: North Scottsdale, AZ

Email: info@at-pw.com

Direct Phone: 480.771.4301

Fax: 602.734.5495

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Brian Jack

Director, Partner

Private Wealth Advisor

Brian Jack is a wealth advisor with more than 30 years of experience in the financial services industry, working with individuals and families to address complex financial needs through thoughtful, long-term planning. Since beginning his career in 1994, Brian has supported clients across a wide range of market environments, including periods of heightened volatility and economic uncertainty. These experiences have helped shape his disciplined, process-driven approach and his focus on maintaining perspective through changing market conditions.

Brian holds the appropriate SEC Series licenses and is registered as an Investment Adviser Representative. He is also licensed in life and health insurance, enabling him to consider multiple aspects of a client’s financial situation when developing planning strategies. His professional background includes experience in equity trading, asset allocation, insurance planning, and comprehensive financial and retirement planning. Over the course of his career, Brian has worked with several financial services organizations, including Olde, H&R Block, Ameriprise Financial, and Pinnacle Peak Private Client Group.

Brian earned a Bachelor of Science degree in Economics and Management Science from the State University of New York at Cortland. While attending Cortland, he was a four-year varsity baseball player, served as team captain during his senior year, and received multiple athletic honors—experiences that helped instill values such as discipline, teamwork, and leadership, which continue to influence his professional approach today.

Brian’s philosophy is centered on building long-term relationships grounded in trust, respect, and attentive service. He believes financial planning is an ongoing process that evolves throughout life and may include considerations related to accumulation, distribution, risk management, and legacy planning. His work is guided by a desire to help clients approach retirement and other life transitions with greater clarity and preparedness.

Originally from upstate New York, Brian has lived in Arizona since 1993. He and his wife, Lauren, were married in 1999 and have two daughters, Logan and Jordan, both graduates of Arizona universities. Outside of work, Brian enjoys staying active through sports such as squash, golf, and skiing, as well as spending time outdoors and traveling with his family.

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.363.3950

Fax: 602.734.5495

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Caleb Dupree

Investment Portfolio Analyst

Caleb Dupree is an investment professional with a strong foundation in economics, mathematics, and portfolio management. With over two decades of diverse experience spanning education, finance, and client relationship roles, Caleb brings a unique and holistic perspective to wealth management and investment analysis.

Currently serving in a leadership capacity supporting one of the largest private wealth management teams at his firm, Caleb focuses on active portfolio management, asset allocation strategies, and customized wealth planning for high- and ultra-high-net-worth clients. His commitment to continuous learning is reflected in his recent completion of the Investment Foundations® Certificate from the CFA Institute and the Asset and Portfolio Management Program from The Wharton School (2025). He is actively pursuing further credentials in asset and investment management, including the Chartered Financial Analyst (CFA) designation.

Caleb holds a Master’s degree in Economics from the University of San Francisco, where he concentrated on mathematical, financial, and experimental economics and served as a teaching assistant in macroeconomics. His academic journey also includes a postgraduate program in Behavioral Macroeconomics at the University of Nottingham and a summer research program in Experimental Macroeconomics at Universität Pompeu Fabra in Barcelona. He earned his undergraduate degree with honors in Mathematics from Chowan College, where he led the Math Club, tutored students, and studied both music and French—spending a summer immersed in language study in Paris and Nice.

His career path has been equally varied, including roles as a high school math teacher, fitness and tennis coach, relationship banker, and client associate. Throughout these transitions, Caleb has remained committed to personal growth, professional excellence, and serving others—whether in the workplace, his community, or his church.

Outside of work, Caleb enjoys baroque and classical music, traveling, playing tennis, spending time with his beloved St. Bernard, and reconnecting with the French language. He continues to volunteer with organizations supporting individuals with developmental disabilities and values being a supportive presence for friends and family.

Caleb’s passion for investment management is rooted in both intellectual curiosity and a deep desire to provide impactful, long-term value for clients. His guiding “why” is the pursuit of excellence, service, and lifelong learning in a field where knowledge is boundless and every day presents a new challenge.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: New York, NY

Email: info@at-pw.com

Direct Phone: 212.444.3152

Fax: 602.734.5495

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Cary Carbonaro

CFP® Professional, MBA | Managing Wealth Advisor, Women and Wealth Ambassador

Cary Carbonaro is an award-winning, internationally recognized personal finance expert with more than 25 years of experience in wealth management. She currently serves as Managing Advisor and Women and Wealth Ambassador for Ashton Thomas Private Wealth, where she helps clients and advisors navigate the financial and emotional dimensions of wealth through a lens of empowerment and inclusion.

For over a decade, Cary has served as a CFP Board Ambassador, championing financial literacy and elevating the visibility of the profession. Prior to joining Ashton Thomas, she was a Partner and Head of Women’s Leadership at United Capital, which was later acquired by Goldman Sachs.

Cary has been widely recognized for her leadership and impact. She is a recipient of the InvestmentNews Women to Watch award and has been ranked multiple times among Investopedia’s Top 100 Financial Advisors, including a No. 4 national ranking. In 2024, she was appointed as the sole female member of the Nasdaq Advisory Council, and in 2025 she was honored as InvestmentNews’ DEI Trailblazer of the Year. She is also part of the Milken Institute’s Women in Financial Security Initiative.

Cary is the author of Women and Wealth: A Playbook to Empower Clients and Unlock Their Fortune (Wiley, April 2025), a guide for financial advisors seeking to better serve the growing female investor population. She is also the author of The Money Queen’s Guide for Women Who Want to Build Wealth and Banish Fear (2015).

A frequent media commentator, Cary has appeared on Fox & Friends, The Today Show, CNN, CNBC, CBS, ABC, NPR, and Newsmax, and is a regular guest on Fox 5, PBS’s Nightly Business Report, and WPIX-NY. She has spoken worldwide on financial literacy, women’s empowerment, and the future of advice.

Cary is deeply committed to advancing women in finance and philanthropy. She serves on the Women’s Leadership Association Advisory Council, is the Founding President and a Legacy Member of the Women’s Giving Alliance and sits on the Cortland College Foundation Board.

She holds a B.A. from SUNY Cortland and an MBA from Long Island University. She endowed a scholarship for women in business at SUNY Cortland and is a member of the Benefactor Circle for the CFP Board’s Center for Financial Planning.

Investment Advisory services are provided by Ashton Thomas Private Wealth, LLC, an SEC-registered investment advisor.

Office: Honolulu, HI

Email: info@at-pw.com

Direct Phone: 808-546-1001

Fax: 602.734.5495

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Catherine Lau

Senior Associate
Private Wealth Client Services

Catherine Lau is a dynamic and strategic leader whose diverse background in advertising, creative direction, film production, photography, and marketing operations brings a unique and powerful perspective to her current role. With a foundation rooted in the fast-paced world of advertising and entertainment, Catherine has led campaigns and cross-functional teams for Fortune 100 clients, including the U.S. Olympic & Paralympic Committee, Toyota and more.

Catherine’s career is highlighted by her ability to seamlessly blend creative vision with analytical efficiency. She played a key role in developing and producing Olympic campaign assets for the PyeongChang 2018 Winter Games and spearheaded vehicle launch campaigns that contributed to over $7 billion in annual revenue.

Originally from San Diego and raised in the Bay Area, Catherine earned her B.A. in Fine Art from UCLA, where she showcased her artwork in UCLA’s highly selective senior exhibition and produced a premier talent showcase that facilitated direct connections between emerging student performers and top Hollywood agents and casting directors. She was later accepted into the prestigious cinematography program at the American Film Institute (AFI), where she launched her film career—working with Oscar-winning actors and Grammy-winning musicians—all while earning her MFA.

Now living in Hawaii with her husband and four stepchildren, Catherine continues to bring creativity, purpose, and precision to her work. She applies her background as a Creative Director/Producer to her current role, aligning operational workflows with strategic business goals and delivering tailored results for clients and colleagues alike.

Outside of work, Catherine is passionate about the ocean, wellness, and giving back. A certified yoga instructor (ERY-T) and advanced scuba diver (PADI), she enjoys outdoor adventures, global travel, discovering local cuisines and volunteering for causes she cares deeply about—including local charities, senior care programs, and community organizations like Our Kupuna, PONO Legal, Meals on Wheels, and Habitat for Humanity in Honolulu.

Catherine’s “why” is rooted in a desire to empower others—clients, teammates, and community members alike—to thrive with confidence and purpose. Through her work, she’s committed to building trust, shaping legacy, and leaving a lasting impact.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Christopher Quincy

Compliance Specialist

Christopher serves as a compliance professional with nearly a decade of experience in financial services and audit. He holds several industry licenses, including FINRA Series 7, 24, 52, 53, and 66, as well as an Arizona Life, Accident, and Health or Sickness Insurance License. His well-rounded credentials reflect a deep commitment to ensuring regulatory integrity and supporting business growth through compliant, client-focused solutions.

Born in Hilton Head, South Carolina and raised in Charleroi, Pennsylvania - a small town near Pittsburgh - Christopher relocated to Arizona in 2011 to attend Arizona State University’s W. P. Carey School of Business. He earned his Bachelor of Science in Accountancy in 2015. Throughout his career, Christopher has built a strong foundation in audit and compliance, reviewing marketing materials across diverse formats, including books, radio programs, and newsletters. His professional approach centers on collaboration - working with individuals and teams to make business possible within a compliant framework.

Outside of work, Christopher is an avid traveler with a goal of visiting all 50 states - only Hawaii and North Dakota remain on his list. His love of art, history, and culture often leads him to museums and historic landmarks around the world. Having visited castles in Ireland and South Korea, he plans to continue exploring others across different continents.

Christopher’s “why” is rooted in a genuine desire to bridge the gap between regulation and opportunity - helping businesses thrive responsibly and sustainably.

Investment Advisory services are provided by Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Cynthia Schlanger

Chief Compliance Officer

Cynthia is a dedicated professional with a passion for financial education and a deep commitment to giving back to her community. She brings a wealth of experience in finance, compliance, and nonprofit work. Proudly born and raised in Texas, Cynthia's career trajectory reflects her dedication to helping individuals and organizations make informed decisions in the financial realm.

Cynthia earned her BBA in Finance with a concentration in Personal Financial Planning from the University of Houston, graduating Magna Cum Laude. She continued her academic journey at Rice University, where she obtained an MBA in Finance and Risk Management, graduating Cum Laude. These credentials laid the foundation for her expertise in guiding organizations to develop and restructure compliance programs, enhancing their efficiency and ensuring long-term success.

Cynthia’s professional life is complemented by her personal commitment to education. She believes deeply in the importance of financial literacy, particularly in educating the public on the essential principles of managing finances. She is particularly passionate about empowering others with the knowledge to control their own financial futures.

Outside of her professional endeavors, Cynthia is an active member of her community. She is on the Board of Directors for Children’s Safe Harbor, a nonprofit dedicated to supporting children who are victims of abuse. This work is incredibly meaningful to Cynthia, and she is proud to be part of an organization that works tirelessly to support children at a scale unmatched by others in the nation. Cynthia also regularly volunteers with organizations like the Houston Food Bank and Breast Cancer Charities of America.

When she isn’t advocating for children, or working on financial planning initiatives, Cynthia enjoys the outdoors, particularly as an avid backcountry hiker with her husband, Jeremy. Together, they explore National Parks around the country, often tackling 50+ miles of hiking trails. She also loves spending time at home, where she plays the piano, cooks homemade meals, and shares them with her family. Cooking is a cherished family tradition, with Cynthia’s children, Kaden, Dominick, and Penelope, joining her in meal planning and baking.

Cynthia’s life is a harmonious blend of professional excellence, community engagement, and a strong family foundation. She remains dedicated to nurturing her career, supporting her family, and inspiring others to take charge of their financial futures while making a positive impact on the world around her.

Office: Helena, MT

Email: info@at-pw.com

Direct Phone: 406.389.8500

Fax: 602.734.5495

Deanna Tierney

Senior Private Client Banking Consultant

Deanna is a Senior Private Client Banking Consultant with Ashton Thomas Private Wealth. As an integral part of the firm’s Advanced Planning Team, she provides focused advice and direction to advisors and clients of the firm around credit, deposit, and lending solutions.

Ashton Thomas provides access to a range of banking solutions through third-party financial institutions,* such as those affiliated with some of the firm’s custodians. Deanna joined Ashton Thomas in 2022 to help the firm’s Wealth Advisors match the banking needs of clients with the various products and services available. Deanna can also guide clients through decisions on banking solutions available through local financial institutions to which they have access.

“Her depth of experience and knowledge in the banking space are an asset to the Ashton Thomas team and to the clients we serve,” states Murray Smith, CFP®, Director of Advanced Planning. “Clients have choices for their banking and lending needs, and they now have an advocate in Deanna to help them navigate those options as they work toward optimal outcomes.”

A native of Butte, Montana, Deanna has a degree in Finance from the University of Montana. She spent three decades in various personal banking roles in the Montana market with Wells Fargo and its predecessors. As a Relationship Manager and Premier Banker, her last role with Wells Fargo, she provided support to high-net-worth clients of the bank and assisted financial advisors in delivering banking solutions to their clients.

Deanna and her husband, Joel, reside in Helena, Montana. They enjoy spending time with family and friends at their Georgetown Lake cabin, exploring the great outdoors, and attending a variety of sporting events. Deanna also describes herself as an “animal lover.”

*Products and services offered through third-party financial institutions not affiliated with Ashton Thomas Private Wealth, LLC.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”) SEC registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Sarasota, FL

Email: info@at-pw.com

Direct Phone: 941.315.5154

Fax: 602.734.5495

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Donald L. Hagan

CFA® | Partner, Chief Investment Officer

Donald L. Hagan is the head of the Day Hagan Investment and Research Team, where he specializes in advanced asset management strategies designed to meet the unique needs of clients. With over thirty years of experience in investment management, Don has established himself as a leader in investment strategy and portfolio management.

Prior to founding Day Hagan in 2004, Don served as Senior Vice President and Senior Portfolio Manager at Wells Fargo Bank’s Private Client Services (PCS) division. Here, he was on the National Asset Allocation and Investment Policy Committees, where he was part of the team responsible for investment strategies for the national division. Don was also an integral member of Wells Fargo’s Investment Management Committee for its Signature Core equity portfolio.

From 1996 to 2001, Don held the position of Director of Research and Portfolio Manager for the Securities Corporation of Iowa (SCI). In this role, he managed research, asset allocation, and strategy for multiple investment approaches, including SCI Traditional Value Equity and Blue-Chip Bellwether Growth, prior to SCI's acquisition by Wells Fargo in 2001.

Earlier in his career, from 1988 to 1996, Don was the Chief Sector Analyst and Editor at Ned Davis Research, Inc., where he provided research and recommendations to institutional clients on a global scale.

Don earned his Chartered Financial Analyst (CFA) designation in 1994, demonstrating his commitment to excellence in the field of finance.

Beyond his professional achievements, Don engages in a variety of hobbies, including boating, playing guitar, kiteboarding, and writing. He has a passion for historical documentaries and actively supports several charitable organizations, including the Team Tony Cancer Foundation, the Riverview Kilties, Satchel’s Last Resort (an Animal Rehabilitation and Adoption Center), and the Down Syndrome Foundation of Florida.

As a devoted father to two sons, Ryan and Tyler, and engaged to the talented Lee-Ann Towle, Don is also a proud dog dad to "Mac," his spirited Bernedoodle. He is deeply committed to his profession, valuing its tangible impact on clients' lives, the intellectual challenges it presents, and the opportunities for continuous learning and enterprise.

With his extensive experience and a steadfast dedication to his clients, Don is a pivotal force behind the ongoing success and influence of the Day Hagan Team within the investment industry.

Office: Denver, CO

Email: info@at-pw.com

Direct Phone: 303.535.1170

Fax: 602.734.5495

Ed Hable

Regional Administrative Manager

Ed Hable is a seasoned leader and Colorado native with a deep commitment to fostering growth, simplicity, and strong relationships within both professional and personal spheres. Born in Breckenridge and raised across various cities in Colorado, Ed's passion for his home state is reflected in his active outdoor lifestyle, from skiing since the age of two to hiking and attending local sporting events. For the past 12 years, he has called Denver home, where he shares his life with his wife and two dogs.

Ed holds a Bachelor's degree in Business Administration with an emphasis in Financial Planning from the University of Colorado, where he also played hockey for the university. His career journey has been defined by a commitment to leadership, operational excellence, and strategic communication. He has excelled in roles that blend client service, operations, and team development, driving success through complex transitions and initiatives.

A standout moment in Ed's career was his pivotal role in leading a successful self-clearing broker-dealer conversion. He coordinated internal and external communications, trained staff and advisors on new systems, and ensured consistency in technology adoption across the organization. His ability to manage high-pressure situations, such as advisor escalations involving technology, account transfers, and service expectations, has further cemented his reputation for professionalism and problem-solving.

Ed thrives in environments that require cross-departmental collaboration and continuous learning. His leadership style encourages ownership, promotes streamlined workflows, and helps create an environment where team members can succeed. With a focus on clarity, effective communication, and relationship-building, Ed has been a driving force in both client success and internal team growth.

Beyond his professional accomplishments, Ed is passionate about advocating for immigrants, working closely with organizations like the Colorado Immigrant Rights Coalition. This cause holds particular significance for him and his wife, who is originally from Mexico, as they are dedicated to providing resources and support to individuals and families navigating the challenges of immigration. Ed is currently in the process of obtaining Mexican citizenship through his marriage, with the goal of becoming a dual citizen.

Driven by a personal mission to help others grow, Ed finds fulfillment in simplifying complex challenges, making a lasting impact on his clients, team members, and the broader community. Whether in moments of professional development or personal connection, Ed’s ability to foster trust, empower others, and drive positive change remains the core of his "why."

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Bozeman, MT

Email: info@at-pw.com

Toll Free: 844.590.6081

Direct Phone: 406.551.1500

Fax: 602.734.5495

Eleonore Snow

FPQP® | Senior Registered Associate

Private Wealth Client Services

Eleonore is a Senior Registered Private Wealth Associate in the firm’s Bozeman, Montana, office who joined Ashton Thomas Private Wealth in 2023. As a primary point of contact with clients, Eleonore enjoys building meaningful relationships, learning each person’s story, and helping ensure they feel supported, heard, and well cared for. She takes pride in working closely with her team to deliver thoughtful, personalized service.

Previously, Eleonore was a Registered Client Associate with D.A. Davidson in Bozeman, where she began in 2016 as part of a midlife career change. Before entering the financial services industry, she was a work‑from‑home mom and a writer for Montana Parent magazine, a publication she still edits today. Earlier in her career, Eleonore wrote for Time Out New York, Marie Claire, and Premiere Magazine, experiences that continue to inform her strong communication skills and genuine curiosity about people.

Born in France and raised in Michigan, Eleonore has also lived in Seattle and the New York metropolitan area. Her lifelong connection to France (and her family there) remains an important part of her identity and informs her global perspective and thoughtful approach to relationships.

She earned a master’s degree in journalism from Northwestern University and received her undergraduate degree from Goucher College in Towson, Maryland.

In 2010, Eleonore moved from Fairfield County, Connecticut to Montana as part of an intentional lifestyle change. Outside of work, Eleonore enjoys traveling, reading, cooking, and spending time with family – she prioritizes time for her mom, her adult children Ava and Jack, and her husband, Joe. While she’s admittedly less active than many Montanans, Eleonore does enjoy getting outdoors for the occasional hike with Joe — “which is a lot easier than trying to keep up with him on a mountain bike!”

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Erin Galusha

Brand Administrator

Erin Galusha, Brand Administrator with Ashton Thomas Private Wealth in the Scottsdale office, is a versatile and accomplished graphic designer with a keen eye for creative endeavors within the firm. Highlighting her career, Erin’s prowess shines through her instrumental role in organizing the firm’s signature Elevate conference and crafting comprehensive print and digital media for the Ashton Thomas Private Wealth and Amplify team. Known for her adeptness in delivering top-quality projects under stringent timelines, Erin’s adaptability and unwavering “can-do” attitude define her professional, energetic, and fun personality.

Driven by an inherent artistic inclination, Erin finds immense fulfillment in her work, relishing the opportunity to create something new every day. Her passion for artistry seamlessly intertwines with her professional endeavors, reflecting her lifelong dedication to creativity.

Initially, Erin spent four years as a massage therapist before transitioning into freelance graphic design in 2020. Erin’s academic pursuits include earning an Associate of Arts and an Associate of Applied Science degree from Chandler Gilbert Community College, complemented by a Massage Therapy license and certification. Subsequently, she pursued her bachelor’s degree in Graphic Design at Grand Canyon University in 2018.

Originally from the East Coast, Erin enjoyed the Colorado outdoors before engaging in agricultural pursuits upon relocating to Arizona. As a former Officer in the local FFA chapter, she mastered construction, irrigation, and animal handling, wholeheartedly embracing farm life.

Beyond work, Erin enjoys weightlifting, skiing, wake surfing, and honing her baking skills. She actively cares for her parents, engages in painting, and volunteering. Recently married, Erin’s diverse professional journey aligns with her quirky traits, such as her fondness for sweets and aversion to spicy food.

Office: Bozeman, MT

Email: info@at-pw.com

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Everett Jensen

FPQP® | Registered Associate

Private Wealth Client Services

A Montana native, Everett, brings a relationship-driven approach to his work in financial services. Born and raised in Sidney, Montana, and now based in Bozeman, Everett is passionate about helping clients and families feel confident and supported as they work toward their goals.

Everett graduated from Montana State University with a Bachelor of Science in Finance and a minor in accounting in May 2024. He is currently pursuing a Master of Science in Family Financial Planning at Montana State, continuing to expand his knowledge in comprehensive planning and wealth management. During his undergraduate years, Everett worked as a Branch Office Assistant at Edward Jones, where he discovered his enthusiasm for serving clients and building lasting relationships. Following graduation, he joined WealthVest, where he assisted advisors in developing retirement income strategies for clients. In May 2025, Everett joined Ashton Thomas Private Wealth.

Everett values building meaningful relationships by joining clients on their journey and helping guide them toward where they want to be – whether that is preparing for retirement, buying a home, supporting grandchildren, getting through school or wherever else life takes them. He strives to provide attentive, dependable service and wants clients to feel comfortable reaching out whenever they need support, knowing he will be there to help guide them through every stage of their journey.

Outside of the office, Everett enjoys fly-fishing, hiking, upland bird hunting, and car-camping. When he is not fly-fishing rivers across the West, he enjoys returning east to spend time with family at their cabin on Fort Peck Lake or Sakakawea Lake, chasing walleye on the big water or trout along the Missouri. Everett is married to his high school sweetheart, Liliana, and together they are avid moviegoers and food enthusiasts who also enjoy hosting the occasional game night with friends. Liliana works as a nurse at Bozeman Deaconess Hospital while simultaneously pursuing her Doctor of Nursing Practice at Montana State University. The couple enjoys life in Bozeman, where they can often be found on the trails walking with their two dogs, Benelli and Annie.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Garret La Haye

Assistant Controller

Garret La Haye is an Assistant Controller at Ashton Thomas Private Wealth. With a passion for numbers and a keen understanding of finance and operations, Garret brings a wealth of experience and expertise to his role.

Born and raised in Belleview, WA, Garret has always had a strong connection to the Pacific Northwest. After starting his college journey at the University of San Francisco, he ultimately transferred back to Seattle University, where he graduated in 2013 with a degree in Finance and a minor in Entrepreneurship and Innovation.

Garret began his professional career with Northwestern Mutual, where he was hired as an advisor trainee. While studying for the series 7 and 63 exams, he realized that his true passion lay in the accounting and operational aspects of the business, leading him to transition his focus.

In 2016, Garret joined NMG Restaurants as an Accounting Manager, leveraging his skills and knowledge to streamline financial processes and drive operational efficiency. Through his dedication and expertise, he quickly advanced to the role of Director of Operations.

At the end of 2021, Garret relocated to Arizona, bringing his expertise to Ashton Thomas Private Wealth. He is thrilled to be part of a dynamic team that aligns perfectly with his passion for finance and his enjoyment of accounting.

In his personal life, Garret recently tied the knot with his wife, Katrina, who is a compassionate RN specializing in hospice care. They share their home with two beloved dogs, a golden doodle and a maltipoo.

When not immersed in his accounting responsibilities, Garret finds joy in staying active. He enjoys golfing and weight training at home, nurturing both his physical and mental well-being. Exploring the beauty of Arizona is also a favorite pastime for Garret and Katrina, who consider themselves food enthusiasts and love trying out new and diverse restaurants in the area.

Office: Boston, MA

Email: info@at-pw.com

Direct Phone: 307-888-9640

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Goda Stevens

Senior Investment Portfolio Analyst

Goda joined Ashton Thomas in 2021 as a Wealth Advisor in the firm’s Casper, Wyoming office. Previously, she was with Wells Fargo Private Bank in Casper.

Born and raised in Lithuania, Goda moved to the United States in 2004. Originally settling in Portland, Oregon, she started her banking career in a retail role with US Bank. When she and her husband decided to relocate to Casper in 2009, she took a position with Wells Fargo. Over time, she worked her way from retail banking to the wealth management side of the business. She joined advisor Mike Porter’s team in 2011 as a Senior Client Associate and spent nine years working directly with high-net-worth clients in a growing Private Bank practice. With the aim of improving her skillset, Goda subsequently became an Operational Risk Consultant focused on addressing risk in client portfolios. Most recently, she was a Fee Underwriting and Oversight Support Consultant within the Fiduciary and Trust division before joining Ashton Thomas in 2021.

“I have always enjoyed working directly with clients,” Goda says, “but my time in compliance helped me gain more knowledge of why and how things are done behind the scenes in a wealth management practice. It really helped accelerate my growth as a financial professional and gave me a more well-rounded perspective on the advisory business.”

Goda and her husband, Josh, whom she met while he was traveling in Europe, together they have a son and a daughter. “I really feel like I am part of the community now and I love it here,” she says. The family enjoys downhill skiing, biking, camping, and spending time in the outdoors together.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.363.3950

Fax: 602.734.5495

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Gregory Weiss

Managing Director, Partner | Private Wealth Advisor

Gregory A. Weiss is a finance professional with more than 30 years in the financial services industry. He enjoys working with both individuals and multi-generational families to support their private wealth needs. From pre-liquidity and pre-transaction planning to overall wealth transfer strategies, Gregory is dedicated to supporting clients as they strive for long-term financial achievements.

Gregory began his capital markets career in 2002 at Sanford Bernstein’s San Francisco office as a financial advisor, later becoming a Senior Vice President at Lehman Brothers in 2006. In 2008, he joined Wells Fargo Advisors. He holds an MBA with a concentration in Finance from San Jose State University, as well as a BS in Finance from California State University, Chico.

Outside of his professional life, Gregory is deeply committed to his family and community. He and his wife, Lisa, enjoy a very active lifestyle in Napa, California, where they are involved in various local charities. They are both proud of their three adult children, who have each grown into independent individuals, confidently pursuing their own paths in life. Gregory is also an avid wine enthusiast, and has been producing his own wine since 2006.

Gregory’s passion for his work is evident: “Helping people succeed financially is a great reward, and building long-term, trusted relationships with clients is extremely gratifying.” He finds fulfillment in helping others and building meaningful, lasting relationships with his clients.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Grand Junction, CO

Email: info@at-pw.com

Direct Phone: 970.307.7328

Fax: 602.734.5495

Hailee Jackson

Associate, Private Wealth Client Services

Hailee Jackson is a passionate and dedicated financial professional with a deep commitment to helping clients achieve their unique financial goals. With a strong foundation in wealth management, Hailee previously worked as a registered broker where she gained valuable experience. She has honed her skills in managing complex, high-touch accounts, notably with Alpine Bank Wealth Management, where she played a key role in assisting some of the bank’s most discerning clients.

Hailee's professional journey in the financial services industry began with Wells Fargo, later transitioning to JPMorgan Chase. Her approach to wealth management is grounded in a genuine passion for problem-solving and a deep desire to make a positive impact on the lives of those she serves.

A native of the Seattle area, Hailee’s love for the outdoors and active lifestyle is integral to her personal and professional life. After meeting her husband, Mark, at Colorado Mesa University in 2012, Hailee moved to the Daytona Beach, FL area, where they enjoyed years of boating, beach life, and building a strong connection to their community. In 2022, the family returned to Grand Junction, CO, to be closer to family, embrace all four seasons, and reconnect with the beauty of the mountains. Hailee enjoys hiking, mountain biking, camping, and snowboarding with her family, and looks forward to exploring all the Western Slope of Colorado has to offer alongside their new addition, a son born in January 2025.

In addition to her professional work, Hailee is passionate about supporting organizations that protect and promote the natural beauty of Colorado, including the Colorado Canyons Association, Colorado National Monument Association, and the Colorado Plateau Mountain Bike Trail Association.

With a genuine passion for learning about each client's unique needs, Hailee is driven to provide personalized wealth management solutions that help clients reach their financial aspirations while making a lasting, positive impact on her community.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

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Howard Cox

Wealth Advisor

Howard Cox joined Ashton Thomas in 2019. Prior to joining Ashton Thomas, he was affiliated with Redhawk Wealth Advisors.

Howard grew up on a family farm in Illinois which sold produce to local food markets. His father fought in World War II and returned home after suffering a life-changing injury while fighting in France. After the war, his father became involved in local politics and then in the insurance industry. This marked the beginning of Howard’s interest in financial services.

Howard is a graduate of the University of Illinois, where he received a Bachelor of Business Administration degree. While in college, he became licensed in all lines of insurance and began working for his father. “I was taught to ask yourself this question when it comes to your clients,” he says. “If they were family, what would you do for them?”

Howard also spent a considerable amount of time working in the agricultural construction industry. He capitalized on his knowledge of farming and helped start a family business in the space and later worked for a larger company.

However, in 1985, he was offered an opportunity to step back into insurance full time with Foresters Financial Services in Texas. During his time with Forester Financial, the company started an investment division and Howard became securities licensed. He eventually rose to the role of District Manager, where he had responsibility for dozens of financial professionals within the company.

Howard met his wife, Sharon, in 1990 while at working for Foresters Financial. They married in 1999.

He had an opportunity to step back into the agricultural construction world in 1995 with Morton Builders, where he helped establish necessary internal controls for the company. He became a sales leader and spent a decade with the builder.

In 2005, Howard and Sharon decided to go into semi-retirement and relocate to Arizona. Howard again stepped back in the financial services world. Shortly thereafter, he met Sean Core, CPA, of Chandler. Sean and Howard connected to build a sizeable tax and financial services practice in the East Valley area. Today, Howard works from Sean’s new office and the two remain closely connected, with Sharon still doing tax preparation work for Sean’s practice seasonally.

Howard left his prior firm in 2019 to affiliate with Ashton Thomas and advisor Brandon Kahoun, his eventual successor. Together, Howard, Sean and Brandon are working to expand their practice in the East Valley.

“I enjoy my work. I like helping people,” he says of his semi-retirement career as a wealth advisor. “Be a good listener and you’ll learn more about people and how you can help them.”

Howard and Sharon currently reside in Sun Lakes, Arizona. He was married previously and widowed while his children were younger. Today, his son is a district manager for a furniture retailer in Texas and his daughter, who lives in Illinois, runs inpatient facilities for children with disabilities. He has four grandsons, two each by his son and his daughter.

Howard and Sharon enjoy traveling around Arizona in their free time. He is also an avid backyard chef with an impressive lineup of smokers and a few time-tested recipes under his belt. His smoked ribs and brisket are a hit with friends, family and his colleagues at Ashton Thomas.

Office: Sarasota, FL

Email: info@at-pw.com

Direct Phone: 941.315.5154

Fax: 602.734.5495

Janice C. Rodgers

Associate, Private Wealth Client Services

With over 20 years of experience in the financial sector and over 30 years of creating a positive client experience, Janice has built a diverse and extensive career, transitioning through various roles from bank branch operations to residential and commercial lending, working her way from entry level to underwriting and Assistant Sales Team in the northeastern region. Since joining the Day Hagan Team, she has embraced the opportunity to broaden her skills, finding positive challenges and opportunities in this new financial services realm endeavor. Her journey in finance began in 2000 and has since evolved, reflecting a passion for learning and adaptability to the ever-changing industry landscape.

A Pennsylvania native, Janice grew up in Philadelphia before embarking on a series of life changes with her husband, George, and their two daughters, Madison and Cydney. After marrying in 2001, they relocated to Indiana, Pennsylvania, before returning to Philadelphia. In 2016, the family made a significant move to Sarasota, Florida, where they now reside. This move has allowed Janice to experience a fresh perspective both professionally and personally.

In addition to her professional pursuits, Janice holds a deep interest in various hobbies and passions. She is a lifelong Disney fan, holding a Florida Resident Annual Pass and visiting the parks with her family as often as possible. Janice also enjoys repurposing old furniture, giving new life to pieces found at thrift stores and garage sales. A dedicated Philadelphia Eagles fan, she is an enthusiastic supporter of the team and always looks forward to game day. Additionally, Janice has a passion for the film industry, having studied different aspects of film during her college years at Cedar Crest College in Bethlehem, PA.

Outside of work, Janice continues to embrace new opportunities for personal growth and professional development. With a strong sense of family, a love for learning, and a passion for new experiences, Janice thrives in both her career and personal life.

Office: Rochester, NY

Email: info@at-pw.com

Direct Phone: 585.424.1234

Fax: 585.424.1247

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Jennifer Lotta

CFP® | Financial Advisor

Jennifer Lotta is a CERTIFIED FINANCIAL PLANNER® professional who works with individuals and families to streamline the financial planning process and help them pursue their long-term financial goals. Jennifer brings over two decades of experience helping clients navigate key financial decisions.

Jennifer is Fixed and Variable Insurance licensed in New York, California, Florida, and Arizona. as well as Fixed Insurance licensed in Nevada.

Jennifer earned her Bachelor of Business Administration with an emphasis in Finance from the University of San Diego in 1997. While completing her studies, she also served as a French Apprentice Teacher, assisting Level 1 students in strengthening their conversational skills and language comprehension.

Originally born in Rochester, New York, Jennifer spent her childhood in Los Angeles following her family’s relocation to the west coast. After graduating from college, she moved to New York City, where she spent five years early in her career before returning to Rochester to join Excel Securities. During that time, she met her husband, a native of nearby Canandaigua.

Today, Jennifer and her husband are raising their two sons. Outside of the office, she enjoys staying active with her family through sports and outdoor activities, including soccer, football, biking, and skiing. Summers are often spent on Canandaigua Lake, and visiting relatives in California. Jennifer is also a former Board Member and current Sustaining Member of the Junior League of Rochester, reflecting her commitment to community involvement.

Jennifer’s passion for wealth management comes from helping clients gain clarity and confidence in their financial lives. She enjoys simplifying complex financial concepts and guiding clients through the many strategies available to help manage investments and work toward meaningful life goals.

Office: Denver, CO

Email: info@at-pw.com

Direct Phone: 303.951.9453

Fax: 602.734.5495

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John McCloskey

CFP® Professional | Senior Wealth Advisor

John is a Senior Wealth Advisor with the Schwinck Private Wealth Team at Ashton Thomas Private Wealth. The Schwinck Private Wealth Team has offices both in Cherry Creek (Denver) and Colorado Springs.

John develops focused planning strategies to address each individual client’s specific needs. He was integral in Forbes naming the team a 2023 Best-in-State Team.¹

John has more than 20 years of experience in financial services. Prior to becoming a wealth advisor, he led an operations team for Wells Fargo Advisors which served financial advisors and their clients in the Greater Colorado market.

“Our clients are the heart and soul of our practice,” states John. “Our team is focused on understanding their aspirations and works hard to keep them moving toward their desired outcomes. Backed by the service and solutions provided by Ashton Thomas, we believe that we have something special to offer wealth management clients.”

The Schwinck Private Wealth Team is led by Karl Schwinck. In addition to John, the team also includes Karl Schwinck – Managing Wealth Advisor, Cade Hammarquist - Wealth Paraplanner, and Sandy Martin – Private Wealth Client Associate.

John originally hails from the Chicago area, but has called Colorado home since 2010. He is a graduate of Eastern Illinois University, from which he received a Bachelor of Science degree in Finance.

John, his wife, and two boys love all that Colorado has to offer. They enjoy spending their free time skiing, hiking, and exploring the great outdoors of the Rocky Mountain region.

Visit our team page at www.ashtonthomaspw.com/schwinckteam

1. https://www.forbes.com/companies/the-karl-schwinck-team-of-wells-fargo-advisors/?list=wealth-management-teams-best-in-state&sh=385ca19c16f5; Methodology: https://www.forbes.com/sites/rjshook/2023/01/12/methodology-best-in-state-wealth-management-teams-2023/?sh=4820741b598d

Investment Advisory services are provided by Ashton Thomas Private Wealth, LLC (“ATPW”), an SEC-registered investment adviser. Securities offered through USCA Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: New York, NY

Email: info@at-pw.com

Direct Phone: 415.363.3950

Fax: 602.734.5495

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Jon DuPrau

Chief Investment Strategist

Jon has dedicated his career to quantitative analysis and portfolio management, becoming an early advocate for integrating academic research and advanced technology in financial markets. With over 20 years of experience in strategic investment optimization, asset allocation, and portfolio construction and implementation, Jon serves as Chief Investment Strategist, with a focus on portfolio construction, risk optimization, and strategy implementation for wealth advisors and their clients.

Jon’s extensive experience collaborating with advisory teams, investment committees, board members, and senior executives enables him to align investment strategies with each organization’s mission and goals. His innovative, efficient approach has been adopted by institutional investors, hedge funds, and investment offices across the financial industry. His contributions have focused on methods for recognizing the potential to improve returns while optimizing efficiency and reducing behavioral bias.

Jon also serves as Chief Investment Strategist of Arax Investment Partners and Managing Partner at Quantum Portfolio Management and at Index Technologies Group, which are both portfolio companies of Arax Investment Partners. Prior to Arax, Jon was a quantitative analyst, then portfolio manager at Prudential Securities, where he worked to develop the firm’s efforts to incorporate technology into their investment strategies. At J.P. Morgan Securities and subsequently at Alex. Brown, Jon supported institutional clients in enhancing portfolio efficiency by leveraging quantitative research, tactical asset allocation, and alternative investments. He developed the Reliability and Efficiency Ratios that scrutinizes data to score investment solutions based on the most important metrics.

Active in his community, Jon champions various cultural and faith-based initiatives, reflecting his commitment to making a meaningful impact beyond the financial realm.

Jon DuPrau is an Investment Advisor Representative of Custom Index Systems LLC, DBA Quantum Portfolio Management, and Index Technologies Group, LLC located at 10 E. 53rd Street, 14th Floor, New York, NY 10022.

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.363.3950

Fax: 602.734.5495

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Jonathan Smith

CFP® Professional, CIMA®, CPWA® | Managing Director, Partner | Private Wealth Advisor

Jonathan Smith is a seasoned financial advisor with a passion for helping clients navigate their financial journey and achieve long-term success. With a career spanning three decades, Jonathan has built a reputation for delivering meaningful impact in the lives of his clients by providing comprehensive financial planning, sophisticated investment strategies, and proven risk management solutions.

Committed to making a profound difference in his clients’ financial lives, Jonathan takes great satisfaction in developing deep, meaningful relationships with clients; helping them meet financial goals and supporting them through life’s transitions. Using an approach that combines in-depth market research, robust investment planning tools, and customized financial strategies, Jonathan focuses on delivering a tailored, well-rounded set of solutions. As a trusted confidant and strategic partner, he enjoys supporting his clients as they work to build wealth for their families and navigate complex financial decisions.

Reflecting his extensive technical, market and planning expertise, Jonathan is a CERTIFIED FINANCIAL PLANNER® professional and also holds the Certified Investment Management Analyst® (CIMA®) and Certified Private Wealth Advisor® (CPWA®) designations. He graduated from the University of California at Santa Cruz in 1992 and has been an active member of the Financial Planning Association and the Investments and Wealth Institute (“IWI”) for over twenty years.

Jonathan and his wife have two children and reside in San Anselmo, California. As time allows they enjoy hiking, skiing and playing golf. They are also deeply and directly dedicated to the Fragile X Syndrome community and the National Fragile X Foundation.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Rochester, NY

Email: info@at-pw.com

Fax: 602.734.5495

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Joseph Lanzisera

President

Joseph Lanzisera is an accomplished financial professional and entrepreneur with a rich background in accounting, systems management, and investment strategies. Originally from Long Island, New York, Joseph’s journey began in the 1960s when he attended the Rochester Institute of Technology (RIT), where he earned a Bachelor of Science degree in Accounting. Throughout his college years, he demonstrated his athleticism by actively participating in baseball and wrestling, passions he continued to pursue during his time at RIT.

Following his graduation in 1964, Joseph married his wife, Ann, and returned to Long Island, where they raised their family. Together, they have four daughters, nine grandchildren, and seven great-grandchildren. His family has been a central part of his life, with a strong emphasis on family values and relationships, which he also carries into his business endeavors.

Joseph’s career spans several decades, beginning with his work at Grumman Aircraft, followed by a role at Blue Cross Blue Shield of New York, where he served as the Director of Systems and Programming in the IT department. In 1978, Joseph co-founded Excel Securities & Associates, Inc. (now Ashton Thomas Securities LLC), an investment firm where he has leveraged his extensive financial and investment training to build a successful, family-oriented business.

With a focus on both financial success and family growth, Joseph has taken pride in having 10 of his family members actively involved in the business. His "why" lies in the joy of growing the business alongside his loved ones, creating a lasting legacy for future generations. While his professional life has been fulfilling, Joseph also enjoys leisure time spent boating and engaging in water sports.

Throughout his career and personal life, Joseph has always strived to combine his passion for family, his dedication to his work, and his love for learning, making a lasting impact on both his community and his industry.

Office: Rochester, NY

Email: info@at-pw.com

Direct Phone: 585.424.1234

Fax: 585.424.1247

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Josy Reid-Espinal

Financial Advisor

Josy Reid-Espinal is a dedicated financial professional who brings a people-first approach to his work, grounded in strong values, discipline, and a commitment to continuous growth.

A graduate of the University at Albany, where he earned his degree in Sociology, Josy began his collegiate career as a student-athlete on the baseball team before shifting his focus fully to academics. His academic background and athletic experience have shaped his strong work ethic, perseverance, and team-oriented mindset.

Josy takes great pride in his professional accomplishments. He is committed to ongoing learning and professional development to better serve the individuals and families he works with.

At the core of Josy’s approach is a genuine passion for connecting with people. He values the opportunity to learn from each individual’s unique experiences and perspectives, and he strives to build meaningful, lasting relationships based on trust and understanding.

Originally from Beacon, New York, Josy has lived throughout the Northeast and now resides in Ithaca, New York with his wife and their two young children. Family is his primary motivation and the driving force behind his personal and professional growth. He is deeply committed to being a present and supportive father, and he brings that same sense of responsibility and care to his work with clients.

Outside of the office, Josy enjoys staying active, spending time outdoors, and attending live sporting events. He especially values sharing these interests with his children and creating lasting memories with his family.

Investment Advisory services are provided by Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Helena, MT

Email: info@at-pw.com

Direct Phone: 406.389.8500

Fax: 602.734.5495

Julie Hendrickson

Senior Associate, Private Wealth Client Services

After an admirable career with one financial institution through its various iterations, Julie joined Ashton Thomas Private Wealth as a Client Service Associate in its Helena, Montana, office in 2021.

Julie began her career in banking with Norwest predecessor Union Bank and Trust in 1979. Julie worked through various roles and the subsequent mergers and acquisitions leading up to the acquisition of the Union Trust Company by Norwest. After the Norwest acquisition, Julie became head of the investment operations department. Subsequently, Julie was promoted to Portfolio Manager. When Norwest purchased Wells Fargo in 1998, Julie began working for the mutual fund team at Wells Capital Management. After the merger of the Norwest and Evergreen Funds (now Wells Fargo Advantage Funds) Julie retired—for the first time—in August 2012 as a result of that combination.

In 2016, Julie ran into Wells Fargo financial advisor Martin Lewis in a social setting, and Martin was able to convince Julie to come back to the firm and work in the Fiduciary and Trust Services group based in Helena. “I was working the day Michael Wong and Martin Lewis came and interviewed as graduates fresh from college,” Julie recalls. “I’ve known both Michael and Martin for many years.” She became Michael’s full-time client associate in 2019, a role she held until joining Ashton Thomas.

Julie, a native Montanan, has been married to her husband, Don, for 35 years. Together, they have four daughters who are “wonderful, successful adults.” They also have seven grandchildren, with another on the way. Julie and Don are “very outdoors oriented” and enjoy camping, fishing, hiking, ATV riding, and “basically anything we can fit into a day outdoors in Montana,” she says. Julie and Don are also owners of a small business, Hendrickson Aviation, a service where Don provides scenic air tours of southwest Montana in their 1979 Citabria airplane. As Julie sums it up, “We are very grateful for what we have and where we live.”

Office: Tucson, AZ

Email: info@at-pw.com

Direct Phone: 520.884.7550

Fax: 602.734.5495

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Justin Limmer

Wealth Advisor

Justin Limmer is a native Tucsonan. As a local Tucson Advisor for over twenty five years, he serves an established clientele of retirees, working families, and businesses. “Tucson is home and always will be,” says Justin.

He remained in his hometown during his college years, attending and graduating from the University of Arizona with a degree in finance.

As a wealth advisor, Justin strives to understand his clients’ goals, needs, and concerns in life. He gets to know each client and translates their aspirations into an actionable financial strategy. Part education and part implementation, each client’s financial plan is unique and is put into action over time, with necessary adjustments to changing needs and life circumstances.

During Justin’s career, he has specialized in working with Federal Employees. His understanding of the inner workings of the Federal Benefits Retirement System allows him to help Federal Employees maximize their benefits in retirement in keeping with their overall financial goals. To reach this demographic effectively, Justin has held seminars for Federal Employees in multiple government agencies around Arizona.

Beyond Justin’s experience with Federal Employees, he enthusiastically serves clients of all types and professional backgrounds. The principals applied to sound financial and protection planning are ubiquitous, and he approaches each client household with fresh eyes and a listening ear.

Justin serves on the boards of various local non-profit organizations, coaches his daughter’s softball teams, and coaches the baseball team at his daughter’s school. He and his daughter are both baseball fanatics. He is a lifelong Chicago Cubs fan. “Being a Cubs fan teaches one the lessons of patience and delayed gratification.”

What you may not know is that Justin is an avid historian who loves to study history, philosophy, religion and politics. Of course, he is also a UofA basketball fan.

Investment Advisory services are provided by Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

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Karen W. McDade

CFP®, AIF®, CDFA® | Senior Wealth Advisor

For more than 30 years, Karen McDade has helped high-net-worth individuals, multigenerational families, and business owners navigate complex financial matters with discretion, insight, and a long-term perspective. A second-generation CERTIFIED FINANCIAL PLANNER® professional, her approach is grounded in comprehensive planning, fiduciary guidance, and an unwavering focus on client outcomes.

Karen takes a personalized, education-focused approach to advising, helping clients bring clarity to the many moving pieces of their financial lives while aligning strategies with their broader goals, values, and legacy priorities. She specializes in comprehensive wealth planning, investment management, retirement planning, and guiding clients through significant life, business, and liquidity events.

She earned a Bachelor of Science degree in Financial Consulting from the University of Wisconsin–Madison and holds the CFP®, AIF®, and CDFA® professional designations, reflecting her commitment to technical excellence and continued professional advancement.

Her leadership and professional accomplishments have earned industry recognition, including being named an Investment News Top Female Advisor in 2026 and receiving the Five Star Wealth Manager award from Phoenix Magazine on eight occasions.

Beyond her advisory practice, Karen has remained deeply committed to advancing the financial planning profession and promoting financial literacy within her community. She served for several years on the financial literacy board for the Girl Scouts–Arizona Cactus-Pine Council and was actively involved with the Financial Planning Association® (FPA®) of Greater Phoenix before serving on the National Board of Directors for the FPA® from 2019–2022. In these roles, she supported initiatives to expand access to financial education and increase awareness of the value of comprehensive financial planning.

Outside the office, she is an avid distance runner who has completed over 18 marathons and is pursuing her goal of finishing the 7 Abbott World Marathon Majors. She and her husband, John, have one daughter, Ella, and their beloved rescue pup, Dallas.

Named “Top Female Advisors in the US: $100M Club” by InvestmentNews in 2026. Based on data from January – December 2025. Not indicative of future performance. See full disclosure at https://ashtonthomaspw.com/legal-disclosure/.

Named “Five Star Wealth Manager” by Five Star Professional for 2025, 2024, 2023, 2022, 2021, 2020, 2019, and 2015. Not indicative of future performance. See full disclosure at https://ashtonthomaspw.com/legal-disclosure/.

Office: Denver, CO

Email: info@at-pw.com

Direct Phone: 303.951.9453

Fax: 602.734.5495

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Karl Schwinck

MBA | Managing Wealth Advisor

Karl leads the Schwinck Private Wealth Team and is Managing Wealth Advisor for the Cherry Creek (Denver) office of Ashton Thomas Private Wealth. The Schwinck Private Wealth Team has offices both in Cherry Creek and Colorado Springs.

Karl and his team follow a disciplined wealth planning process tailored to the needs of each client they serve. He has over 30 years of experience advising clients. Karl was previously with Wells Fargo Advisors, where he spent 23 years of his career and won multiple awards and recognition within the firm. In 2022, Karl was recognized as a Best-in-State Wealth Advisor by Forbes¹ and, for 2023, his team was recognized as a Best-in-State Team by Forbes.²

“Our team is committed to a collaborative approach and a solutions-oriented, advice-driven experience for each client we have the privilege of serving,” says Karl. “I joined Ashton Thomas to elevate that experience for our clients and to ensure we continue providing the ‘white glove’ concierge service they have come to expect from us.”

The Schwinck Private Wealth Team is led by Karl Schwinck. In addition to Karl, the team also includes John McCloskey – Senior Wealth Advisor, Cade Hammarquist - Wealth Paraplanner, and Sandy Martin – Private Wealth Client Associate.

Karl holds a Bachelor of Science degree in Finance from California State University, Long Beach and a Master of Business Administration degree in Finance from the University of Southern Maine.

He has remained active in his local community throughout his career by volunteering with Care and Share of Southern Colorado, and the Denver Rescue Mission. He has also coached youth baseball and has served as a scout leader. In his personal time, Karl enjoys traveling, mountain biking, golfing, fishing, and hiking “Fourteeners” throughout Colorado with his family.

Visit our team page at www.ashtonthomaspw.com/schwinckteam

1. https://www.forbes.com/profile/karl-schwinck/?sh=18f35ec618f6; Methodology: https://www.forbes.com/sites/rjshook/2022/04/07/methodology-forbes-best-in-state-wealth-advisors-2022/?sh=76931d157fee

2. https://www.forbes.com/companies/the-karl-schwinck-team-of-wells-fargo-advisors/?list=wealth-management-teams-best-in-state&sh=385ca19c16f5; Methodology: https://www.forbes.com/sites/rjshook/2023/01/12/methodology-best-in-state-wealth-management-teams-2023/?sh=4820741b598d

Investment Advisory services are provided by Ashton Thomas Private Wealth, LLC (“ATPW”), an SEC-registered investment adviser. Securities offered through USCA Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Helena, MT

Email: info@at-pw.com

Direct Phone: 406.389.8500

Fax: 602.734.5495

Kate Gillette

CFP® | Registered Associate

Private Wealth Client Services

Kate Gillette is dedicated to delivering a thoughtful, high-touch client experience. With a background in family office services and experience supporting ultra-high-net-worth individuals and families, Kate plays an integral role in ensuring that every client relationship is managed with care, precision, and professionalism. She is particularly passionate about helping clients feel confident and at ease, knowing their financial lives are being thoughtfully supported.

Kate’s path into wealth management began with a personal interest in financial planning, sparked during her time in the nonprofit sector. As she navigated her own financial journey, she developed a deep appreciation for the power of financial knowledge - an interest that ultimately led her to gaining her CFP® designation.

Before transitioning into wealth management, Kate built a strong foundation in social services and nonprofit leadership. She holds a Bachelor of Arts in Sociology with a minor in Spanish from Carroll College, as well as a Master of Social Work from Loyola University Chicago, where she specialized in Leadership and Development in Social Services and earned a Certificate in Nonprofit Management and Philanthropy. This background informs her empathetic, client-centered approach and her commitment to building meaningful, long-term relationships.

Originally from the Midwest, Kate grew up in Iowa and Eastern Montana before pursuing her education and career across the country. She now lives in Helena with her husband and their daughter. Outside of work, she enjoys international travel, hiking, camping, fly fishing, and spending quality time with friends and family.

Kate is driven by a simple but powerful purpose: to make financial guidance more accessible and approachable, helping individuals and families feel more informed, prepared, and confident as they work toward their goals.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of SIPC.

Office: Scottsdale, AZ

Email: info@at-pw.com

Direct Phone: 424.478.0994

Fax: 602.734.5495

Kayleigh Nakamura

Senior Registered Associate, Private Wealth Client Services

Kayleigh Nakamura is a dedicated wealth management professional with a strong background in client service, operational excellence, and advisor support. Born and raised in Los Angeles, California, Kayleigh brings a thoughtful, relationship-driven approach to her work, shaped by both her professional experience and her commitment to collaboration and service.

Kayleigh earned her Bachelor of Business Administration in Accounting from the University of Hawaiʻi at Mānoa, where she also minored in Japanese Language and Literature. During her time in college, she worked for the intramurals department and participated in intramural basketball, an experience that reinforced teamwork, organization, and leadership.

Prior to joining Ashton Thomas Private Wealth, Kayleigh supported advisory teams at Alex Brown/Raymond James and Manhattan West. Her experience includes assisting in multiple financial advisor transitions, training new Client Service Associates, coordinating branch syndicate activities, and helping resolve complex estate-related service matters. She is known for her ability to navigate detailed requests while maintaining a high standard of professionalism and responsiveness.

Kayleigh is driven by a desire to understand each client’s needs and to help resolve issues efficiently and thoughtfully. She values building trust-based relationships and takes pride in being a reliable point of contact for clients and colleagues alike, working closely across departments to ensure timely and accurate service.

Outside of the office, Kayleigh enjoys spending time with friends and family, reading, traveling, and babysitting her nieces and nephews.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Draper, UT

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

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Kerry Severn

CFP® Professional, MBA | Wealth Advisor

Kerry Severn joined Ashton Thomas in 2020 as a Wealth Advisor in the Draper, Utah, office. “Throughout my career, I’ve learned that client needs must come first and must be at the core of every financial solution you put together for them,” he says. “Financial planning can be complex. Ashton Thomas is well-positioned to assist me in providing the distinct level of service and advice my clients require.”

A native of Thousand Oaks, California and a former competitive ballroom dancer for Brigham Young University, Kerry’s paternal relatives are a mix of showbiz success and entrepreneurs. His father’s family emigrated to the U.S. from South Africa and the children became successful actors in Hollywood films. However, a hit-and-run accident resulted in his grandfather breaking his back, forcing the family to leave Hollywood and rebuild. This resulted in Kerry’s father learning to work outside the entertainment world, eventually setting him on a successful career path within Adidas.

Kerry’s father, who never attended college, encouraged Kerry to pursue both athletic and academic achievement. After competing internationally as part of BYU’s ballroom dance team, Kerry graduated with a degree in organizational psychology. “I wanted to work in public service and help people,” he says. “But, I was also an entrepreneur at heart.” As a result, Kerry took a position with Fidelity Investments in Salt Lake City at the behest of a friend, working his way from entry-level support to trader to financial advisor.

When an opportunity arose to relocate his young and growing family from Utah back to southern California in 2001, Kerry jumped at it. “I had kept in touch with the Fidelity branch manager in Irvine,” he recalls. “The role in Orange County allowed me to meet people from varying backgrounds and really grow as a person…and as an advisor.”

As part of that growth, Kerry enrolled in and completed Pepperdine’s MBA program. After that, he studied for and passed the As a CERTIFIED FINANCIAL PLANNER® Professional examination. “I went back to something I was taught at BYU: make sure you do business the right way for the right reasons. The CERTIFIED FINANCIAL PLANNER® code of ethics was so closely aligned with my view of what a fiduciary is supposed to be.”

In 2014, with aging in-laws and a desire to explore other career avenues, Kerry and the family decided to move back to Utah. Kerry was offered and accepted a role with Edelman Financial in the Salt Lake City area. Edelman subsequently merged with Financial Engines. Kerry remained with the firm until 2019.

Kerry and his wife, Malinda, have three boys and three girls. They are all active within the Bluffdale arts scene, and both Kerry and Malinda continue to help choreograph local musical performances. The family loves gardening together, going on outdoor adventures and helping in the community through volunteerism. Their faith is very important to them, and they remain avid readers and dedicated local sports fans.

Office: Helena

Email: info@at-pw.com

Direct Phone: 406.389.8500

Fax: 602.734.5495

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Killian Gorman

Registered Associate

Private Wealth Client Services

Killian Gorman is a dedicated professional with a diverse background in athletics, banking, and community service. Born and raised in Hodgenville, Kentucky, Killian's journey has taken him across various states and cultures. He relocated to Manhattan, Kansas in 2011, where he began his collegiate education at Fort Hays State University in 2013. Killian completed both his bachelor’s (2018) and master’s degrees (2020) in Health and Human Performance. During his time at Fort Hays, he was captain of the NCAA Division II soccer team, leading them to four consecutive NCAA tournaments, where they reached the Sweet Sixteen each time and advanced to the national quarterfinals three times. His athletic accomplishments earned him multiple all-conference and all-region honors.

After graduating, Killian spent nearly four years coaching NCAA soccer before transitioning into a diverse career path that has included roles in collegiate athletics, Geographic Information Systems, commercial driving, and banking. Currently, he is part of Ashton Thomas Private Wealth, where he thrives on building personal relationships with clients and helping them achieve their goals.

Killian's family background is as varied as his career; his mother hails from Germany, his stepmother from Korea, and his father is from Iowa. He has three siblings and shares a passion for cultural diversity.

Outside of his professional life, Killian enjoys an active lifestyle, participating in weightlifting, basketball, hiking, kayaking, and fishing. He has completed two marathons and is eager to take on ultra-marathons in the future. An avid traveler, he has visited 12 countries across three continents and has explored 35 of the 50 states, with a particular interest in visiting national parks.

Killian is fluent in Spanish and German and has a passion for animal welfare. Alongside his mother, he has rescued numerous animals, including cats, dogs, and even raccoons and opossums, nursing them back to health and finding them loving homes.

Driven by a desire to connect with individuals from all walks of life, Killian's “why” lies in the relationships he cultivates and the support he provides to his clients. He looks forward to making a meaningful impact through his work at Ashton Thomas Private Wealth.

Office: Rochester, NY

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Kimberly Johnson

Chief Compliance Officer

Kimberly is a seasoned Chief Compliance Officer with nearly 20 years of experience. She has previously served as a Securities and Options Principal, leading teams focused on critical compliance areas such as public communications and trade supervision. She is highly skilled in creating strategic plans and tactically executing those plans to develop and enhance end-to-end broker-dealer compliance programs. Kimberly excels in developing and deploying comprehensive compliance programs while maintaining the highest standards of integrity.

Kimberly's leadership is characterized by her strategic vision in compliance management, her ability to navigate complex regulatory landscapes, and her dedication to fostering a culture of compliance and excellence within her organizations. She has managed compliance teams of varying sizes and has built a reputation for her ability to drive effective change.

Beyond her professional achievements, Kimberly is passionate about mentoring. Whether teaching financial literacy to fourth graders or guiding young professionals in their careers, she takes great pride in empowering others to grow and succeed.

A native of Connecticut, Kimberly earned her degree in Communications, with a minor in Marketing, from the University of Connecticut at Storrs. Throughout her career, Kimberly has worked in various locations across the U.S., including Westchester, New York, South Florida, and Charlotte, NC, before returning to Connecticut to be closer to her large family in the tri-state area. She shares this journey with her 14-year-old son, Elijah, and their Maltipoo, Gino.

Outside of work, Kimberly enjoys traveling, salsa dancing, volunteering, and cheering for her son at his basketball games. Her greatest motivation, however, is her son, Elijah. Kimberly is driven by the desire to show him the value of learning, embracing challenges, and approaching life with a solutions-focused mindset. Her "why" is rooted in her commitment to her son and the belief that with passion, dedication, and a willingness to learn, anyone can overcome challenges and achieve their goals.

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.363.4290

Fax: 602.734.5495

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Lance Millar

CFP® Professional | Managing Director, Partner | Private Wealth Advisor

As a Private Wealth Advisor at Ashton Thomas, Lance excels in providing comprehensive financial planning and tailored investment management solutions to a discerning clientele, including affluent individuals and families, non-profit organizations, and entrepreneurs. Driven by a commitment to exceptional service, Lance co-founded Speritas Wealth Advisors to focus on delivering meaningful value to his clients. His career, which spans global as well as boutique firms such as UBS, SVB Private, and Boston Private, equips him with a versatile perspective to address diverse financial needs and goals.

As a CFP® Professional, Lance firmly believes that holistic financial planning forms the cornerstone of a successful Advisor-Client relationship. He utilizes investment portfolios with purpose, aligning them with specific goals to drive sound decision-making. With a proactive approach, he works to identify and mitigate risks, and uncover opportunities across all aspects of his clients' financial lives, enabling them to spend their time on what matters most to them. His dedication to a client-centric philosophy has earned him lasting relationships in the wealth management field.

A graduate of UC Davis with a BA in International Relations, Lance resides in Marin County with his wife Nicole and family. Based out of ATPW's San Francisco office, he is an enthusiastic supporter of the SF Giants & SF 49ers, as well as Chelsea soccer club. He has a devotion to personal fitness, a passion for travel, and is cultivating a deeper appreciation for wine and its diverse varieties, inspired by his proximity to Napa and Sonoma counties. Lance was born in Portland, Oregon, grew up in Sacramento and has lived in Arizona, Southern California, Florida, and Berlin, Germany. An active volunteer, Lance has contributed his time to PGA tour golf tournaments and local beach cleanup initiatives.

Office: Las Vegas, NV

Email: info@at-pw.com

Direct Phone: 702.848.2828

Fax: 602.734.5495

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Lance T. Knight

CRPC® | Partner, Senior Director | Head of Business Development

Lance has been part of the Ashton Thomas family since 2018. He leads the firm’s Summerlin/Las Vegas, Nevada, office and has been chair of the firm’s internal Advisor Council since 2019.

Prior to joining the firm, Lance managed his own practice at Capital Insight Partners. Earlier in his career, he was with Merrill Lynch in Las Vegas as a financial advisor.

Lance is a native of the Salt Lake City metro area. His mother had roots in Edmonton, Alberta and his father hailed from California. Because the family owned a recognized commercial electrical contracting company in Utah, Lance grew up learning the value of hard work and entrepreneurship first-hand.

A former commercial banker and participant in numerous business sales and mergers over the years, Lance possesses a wealth of knowledge and experience in the small and family-owned business space, with a particular emphasis on construction, real estate, engineering, and light industrial operations. Today, Lance applies that knowledge to C-suite clients who are transitioning from one phase of life to another, monetizing their life’s work, and carefully planning for the effective deployment of their capital. Lance is particularly adept at bringing together capable teams of allied professionals to assist his entrepreneurial clients with valuation, transaction structuring, funding, and related advisory needs leading up to and through the business sale transaction. He is equally capable on the other side of the transaction in putting together the resources needed for a client’s investment portfolio, tax mitigation, and estate and philanthropic needs, as well.

“My clients have complex needs before they sell their business and afterward,” says Lance. “My goal is to purposefully understand each client’s situation and make sure we have the right people in the right seats at the table at the right time. No business sale ever goes completely according to plan, but so many potential pitfalls can be avoided through experience and attention to detail. I am their eyes and ears through the whole process.”

Lance has been privileged to serve on the board of directors of St. Jude’s Ranch for Children in Nevada since 2016. He is currently chairman of the board for this vital nonprofit organization focused on proactively helping at-risk children. “St. Judes is doing such massively importantly work in the lives of children who have gone overlooked by much of society,” states Lance. “I’m so fortunate to work alongside these wonderful people who care so much and work so hard for these kids. Everyone deserves a chance at a life of love and happiness.”

An avid Golden Knights fan, much of Lance’s life has been built around the sport of ice hockey. He played junior hockey in high school and then spent time on a semi-professional team in Sweden in lieu of playing USHL Junior A hockey. “Not a bad tradeoff,” he states, recalling his time in Europe as a teen. Lance attended the University of Arizona where he played club hockey and was captain of the team, but received his Bachelor of Science in Business Administration from Northern Arizona University. Although he did not go on to play professional hockey after graduating, his love of hockey would translate into a lifetime of dedication to the sport as a youth coach, mentor, and sponsor of clubs and players throughout the western half of the U.S., including his two sons.

In addition to his love of ice hockey, Lance is an avid outdoorsman who currently splits his time between Las Vegas and Scottsdale, Arizona. He is been married to Tara, a former cheerleader for the UofA ice hockey team and former interior designer. They have three children together, one of whom is currently employed by Ashton Thomas in the firm’s Scottsdale headquarters.

Investment Advisory services are provided by Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.363.3950

Fax: 602.734.5495

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Mark Cavalier

Managing Director, Partner | Private Wealth Advisor

Mark brings over 40 years of experience in the financial services industry, with skills spanning capital markets trading and sales, investment product development and marketing, and providing comprehensive investment consulting to both individuals and institutions.

In his most recent role with Wells Fargo Advisors, Mark led a multidisciplinary team focused on coordinating complete wealth management strategies for clients. Similar to his work with Ashton Thomas, Mark oversaw the development of clients’ holistic wealth plans, with his team offering wealth planning, portfolio analytics, investment management, and transaction support, all designed to create a seamless and integrated client experience.

Before joining Wells Fargo Advisors, Mark worked at several prominent institutions, including Mellon Bank, Paine Webber (now UBS), Lehman Brothers, and Smith Barney, taking him from Pittsburgh to Los Angeles, San Francisco, New York, and back to the Bay Area. Mark earned a Bachelor of Science in financial administration from Saint Vincent College in Latrobe, Pennsylvania.

He and his wife, Kathleen, enjoy an active life in Marin County and beyond. After years of shuttling their seven (now adult children) and supporting their various pursuits, they now enjoy similar activities with their children’s seven (soon to be eight) children that stretch from coast to coast.

Mark’s commitment to community extends beyond his own family. A long-time supporter of youth sports, education, and equine activities, he has served as a baseball and soccer coach, committee chair and board member at San Domenico School and, while a non-riding member of a riding family, he served as the investment committee chair and board chair of Giant Steps Therapeutic Riding Center for people of all ages and abilities.

Known for his ability to simplify complex financial situations, Mark helps clients reach their goals by establishing priorities and marshaling both technical and personal resources. His approach emphasizes managing wealth—not solely investments—holistically. He has built his career helping families navigate life’s challenges, and he strives to build long-term, meaningful relationships with his clients.

One of his most rewarding experiences is seeing a strategy he helped implement for a family over a decade ago come to fruition. Mark’s dedication to his clients has earned him several accolades, including being named to Forbes’ “Best in State” list for 2024.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Helena, MT

Email: info@at-pw.com

Direct Phone: 406.389.8500

Fax: 602.734.5495

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Martin J. Lewis

Senior Wealth Advisor

Martin joined the Helena, Montana, office of Ashton Thomas Private Wealth as Senior Wealth Advisor in 2021. He has been active in numerous civic and professional organizations in the Helena area for much of his professional career. Previously, he was a Financial Advisor with Wells Fargo Advisors, having been with Wells Fargo and its predecessor organizations since the start of his career.

“I get my true enjoyment by understanding clients’ short and long-term needs and aligning their investments with the appropriate risk to achieve their goals”. Martin says. “I enjoy financial planning and goal setting with my clients. Working closely with my clients to understand what’s going on with their family, their health, their philanthropic goals, and so on. I’m passionate about helping families successfully pass along their wealth. Sometimes that’s a conversation people do not want to have, but which should be part of their overall plan.”

A native Montanan, Martin grew up in the Bozeman area. During his formative years, he developed an interest in finance and gravitated toward accountancy during his early collegiate years. Martin graduated from Montana State University in 1988 with a Bachelor of Science degree in Accounting. His professional career started with Wells predecessor Norwest Capital Management & Trust as a Tax Officer doing trust, estate and charitable tax returns. During this time, he took and passed the Certified Public Accountant exam.* Following the stint in trust taxation, he became a client-facing Trust Officer and was actively engaged in assisting clients with everything from investments to trusts and estate management. Acting as a fiduciary, he helped manage real estate, farmland, and oil and gas properties held in various trust vehicles.

In 1997, Martin pursued and obtained a Graduate Trust and Estate Administration Degree through the American Bankers Association (ABA) Wealth and Trust Schools program held at Northwestern University where he graduated with high honors. He served on Norwest’s trust committee, a role he held for a number of years. This eventually led to a Regional Manager Investment Fiduciary Services leadership role within Trust Services covering Montana, Wyoming, Idaho, eastern Washington, and Alaska. However, Martin’s main passion is helping clients one-on-one, so he decided to step back into the financial advisory role in 2019, a position he maintained until coming to Ashton Thomas in 2021.

Martin’s son, Tevin, is a graduate of Montana State University and works for a local startup company. Martin and his wife, Beth, have a son named Kash. They enjoy spending time at the family cabin in the Gallatin Canyon and exploring the back trails in Montana in their side-by-side. He states that the family “rediscovered their love for Montana” during the early months of the 2020 pandemic. “We’re very grateful to live in such a naturally beautiful place as this,” he says. Martin also enjoys skiing and golfing.

As a practicing estate planner, Martin applies the same values he teaches clients to his own family. “The will and the trust are sterile documents,” he states. “They do not pass along your vision and values to your kids and grandkids. That’s why I encourage every client to write a letter to their heirs expressing their vision and values and what is most important to them other than just their inheritance. I do the same for my own children. Your legacy is about so much more than what’s on the balance sheet.”

* Currently inactive

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: North Scottsdale, AZ

Email: info@at-pw.com

Direct Phone: 480.771.4301

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Matt Figueroa

Director, Partner

Private Wealth Advisor

Matt Figueroa is a financial professional with more than 25 years of experience serving individuals and families through personalized, relationship-driven financial guidance. Since beginning his career in 1998, Matt has worked with a range of nationally recognized firms, including Prudential Securities, Olde Discount Corp, H&R Block Financial Advisors, Ameriprise Financial, and Charles Schwab/Pinnacle Peak. This depth of experience has shaped his consistent, disciplined, and client-first approach.

Matt believes that strong financial outcomes begin with trust, transparency, and open communication. He is committed to building close, lasting relationships with the families he serves - developing disciplined strategies designed to support their retirement goals and help them plan with confidence for future generations. His approach is grounded in education and personalized guidance, allowing clients to make informed decisions at every stage of life.

An Arizona native, Matt graduated from Horizon High School in Scottsdale, Arizona, and earned a Bachelor’s degree in Business Administration with a minor in Economics from the University of Redlands in California. While at Redlands, he competed as a student athlete in both football and baseball. These experiences continue to influence his collaborative mindset and his belief in teamwork when addressing complex financial needs.

Outside of his professional role, Matt is a devoted husband and father. He and his wife Melissa have two children, Cole and Shay, and enjoy spending time together as a family. The Figueroas are avid sports fans - particularly devoted to the Pittsburgh Steelers. In his free time, Matt enjoys golf, pickleball, and maintaining a healthy lifestyle.

Office: Casper, WY

Email: info@at-pw.com

Direct Phone: 307.224.2600

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Michael J. Porter

CTFA | Managing Senior Wealth Advisor

Mike joined Ashton Thomas in 2021 as the Managing Senior Wealth Advisor for the firm’s Casper, Wyoming office. Prior to joining the firm, he was a Senior Vice President and Wealth Advisor with Wells Fargo Private Bank for 25 years. During his career at Wells Fargo, Mike developed a deep understanding of wealth planning and investment management for high-net-worth individuals.

Mike is a Wyoming native, part of four generations of family who are happy to call the Casper area home. He is a graduate of Casper College and the University of Wyoming, where he majored in finance. During his tenure at Wells Fargo, Mike obtained his Certified Trust & Financial Advisor (CTFA) designation through Cannon Financial Institute.

After more than three decades in a large corporate environment, Mike chose to continue his career with Ashton Thomas. Today, he is focused on helping high-net-worth clients who have “worked hard” to create their wealth, stating, “My goal is to provide the best service and advice, be the advisor they deserve, and help them enjoy and preserve the legacy of their life’s work.” Mike is proud to serve multiple generations of families, helping them to navigate the complexities of managing their wealth.

Mike feels privileged to lead the Casper Private Wealth Team, which includes Kate Johnson and Shawn Porter. “Our clients trust us, ” Mike says, “so it is incumbent on us to stay on top of our profession and provide the focused solutions our clients need. I believe Ashton Thomas gives us that edge which, ultimately, benefits our clients.” Mike is also pleased with the firm’s commitment to Wyoming through community involvement and charitable giving, noting, “Together, we are investing in our local communities.”

Mike and his wife, Stacie, have been married for over 25 years, together they have three adult children. They are also proud owners of a local RV park, River’s Edge RV & Cabins Resort, which has become a staple for travelers visiting scenic regional destinations like Yellowstone and Mount Rushmore. Mike credits his experience as a small business owner with giving him the unique ability to “look through the eyes” of his clients and better understand what it takes to make tough business decisions.

Mike is proud to serve on the board of directors at the Wyo Sports Ranch in Casper, Wyoming. He also serves as a board member for the Dallas Safari Club.

Visit our team page at www.ashtonthomaspw.com/casperteam

Office: Helena, MT

Email: info@at-pw.com

Direct Phone: 406.389.8500

Fax: 602.734.5495

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Michael J. Wong

CFA®, CPA/PFS™, CRSP®, CRPP™ | Senior Wealth Advisor

Michael is a Senior Wealth Advisor in the firm’s Helena, Montana, office.

Michael combines a dedication to his clients with a dedication to his family, as well as the Helena community. “You can’t enjoy a good relationship without a high level of trust,” says Michael. “Trust is developed over time when you provide someone a high level of confidence and comfort that their financial affairs are being handled in a manner which meets their needs and expectations. That’s true for clients, your family, anyone really. Consistent, disciplined delivery of service translates into a positive long-term experience for those you serve.”

Michael is a native of Helena, Montana, where his family was in the restaurant and hospitality business. He graduated from Montana State University in Bozeman in 1989 with Bachelor of Science degree in Accounting. Prior to joining Ashton Thomas in 2021, Michael enjoyed over 30 years of financial industry experience, most recently as a Senior Financial Advisor with Wells Fargo Advisors. With his previous firm, Michael had served in various roles including Trust Tax Accountant, Trust Officer, Investment Strategist, and Portfolio Manager. Michael also provided equity research and investment analyst support for Wells Fargo Advantage Funds prior the entity’s merger in 2010.

Michael passed the Uniform Certified Public Accountant exam in 1992 and obtained his CPA designation. He then successfully completed all three levels of the Chartered Financial Analyst® exam and became a CFA® charterholder in 1999. Michael obtained his Personal Financial Specialist (PFS™) designation in 2011 through the American Institute of CPAs (AICPA).

Michael is currently a member of the CFA Institute, the CFA Society of Spokane, the American Institute of CPAs, and the Montana Society of CPAs. He has been involved with numerous youth athletic and community organizations over the years.

Michael and his wife, Tina, have three daughters, whom he describes as his “pride and joy,” with one studying pre-med at Montana State University, one working toward her esthetician certifications, and the eldest currently in graduate veterinary school. Michael enjoys skiing, golf, fishing, and hunting, as well as lake activities with the family. He is also a part-time farmer who keeps horses and is an “aspiring woodworker.”

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Boston, MA

Email: nmocan@at-pw.com

Direct Phone: 617.307.3225

Fax: 602.734.5495

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Nadia Mocan

Registered Associate

Private Wealth Client Services

Nadia Mocan is a client-focused financial services professional with experience supporting individuals and families in making thoughtful, informed financial decisions. She brings a disciplined, solutions-oriented approach to her work, grounded in strong analytical skills and a commitment to building long-term, trust-based relationships.

Nadia began her professional career in her home country of Moldova, where she graduated from the Academy of Economic Studies with a degree in Finance and a concentration in International Economic Relationships. Early in her career, she served with the National Army of the Republic of Moldova, an experience that instilled a deep sense of discipline, accountability, and structure - qualities that continue to shape her professional approach today.

After transitioning into management and financial services roles, Nadia relocated to the United States to further her career. She gained valuable industry experience with Bank of America in a management capacity before continuing her professional growth at Merrill Lynch Wealth Management. Across these roles, she developed a strong foundation in navigating complex financial environments, supporting diverse client needs, and delivering personalized financial solutions.

Nadia’s background also includes leadership and communications-focused roles that strengthened her ability to connect with clients, advocate on their behalf, and address challenges with clarity and care. She is known for her professionalism, adaptability, and ability to build meaningful relationships.

As a mother, Nadia’s perspective on financial planning is deeply personal. She understands the importance of stability, long-term thinking, and creating a secure future. This perspective informs her passion for helping clients gain clarity and confidence around their financial lives. She is motivated by the opportunity to guide individuals and families through important decisions, helping them feel more informed, prepared, and empowered.

Outside of her professional life, Nadia enjoys staying active and spending time outdoors. She has a passion for hiking, camping, and traveling, and values experiences that broaden her perspective and promote balance and well-being.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

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Nico de la Vara

CFA® | Wealth Advisor

Nico joined Ashton Thomas Private Wealth at the end of 2021. Today, he is focusing on advising individuals and families from all walks of life, including professional athletes, retirees, business owners, and professionals who seek to thrive financially. With prior experience on a trading floor of one of the largest fund companies and his experience in a client service role at Ashton Thomas, he now focuses on assisting his clients with managing their investments and long-term financial planning, while specializing in custom-tailored investment portfolios designed for the unique circumstances of the current economic environment.

Nico achieved his Chartered Financial Analyst (CFA®) designation from the CFA Institute at the end of 2023. He passed all three Level exams on the first attempt and put in well over 1000 hours studying. When asked about the designation, he said “I enrolled in the CFA Program to obtain credentials in the global investment management industry. The credibility that the CFA designation affords and the skills the CFA Program cultivates are key assets for my future career development.”

An Arizona native, Nico is a graduate of Arizona State University (ASU), where he was a Barrett Honors College student, double majoring in Finance and Entrepreneurship, with a minor in Real Estate. Nico also worked for ASU’s athletic department during his collegiate years, where he had the honor of being tasked with maintaining the school’s logo and colors on the game field. “As a football fan and die-hard Sun Devil, it was an awesome job to have during college,” he recalls.

Nico began college as an Entrepreneurship major, which inspired him to start his own house painting company. Not long after founding the company, he began to uncover his passion for finance, leading him to add a major in Finance to his collegiate pursuits. “Adding a degree in Finance meant prolonging my graduation date,” says Nico, “but it was well worth it because nothing fascinates me more than analyzing investments, the economy, and the market.” His final collegiate year was spent writing his honors thesis titled The Emergence of Micro-Investing Brokerage and Trading Platforms.

Outside of the office, Nico enjoys watching football—the Cardinals and Sun Devils are his favorite teams—watching almost every UFC fight, going to live music events, enjoying time outdoors, and spending time with family and friends.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”) SEC registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Saint Helena, CA

Email: info@at-pw.com

Direct Phone: 707.690.1150

Fax: 602.734.5495

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Paul Chapman

Associate

Private Wealth Client Services

Paul joined Ashton Thomas in 2022 as a Client Service Associate. He comes to the firm with a background in customer service in the insurance industry.

Paul, who hails from Ft. Wayne, Indiana, is a graduate of Indiana University. After a few years in retail management following graduation, Paul moved to Atlanta, Georgia, where several of his college friends were living at the time. Coincidentally, he also met his wife, Michelle, in Atlanta despite her also being an Indiana University graduate.

For the last 13 years, Paul worked for Highland Capital Brokerage in various roles in Operations and New Business. For the majority of the time, he supervised life case managers throughout the U.S. He was also involved with business process management in the new business and case management divisions of the firm.

Coming from a business which was more transactional in nature was an intentional career step for Paul. He values relationship management and enjoys working in a wealth management firm that focuses on the client experience. Ashton Thomas allows him to serve both the firm and the advisors at a high service level.

In their free time, Paul and Michelle, who also works in the wealth management industry, love to travel both within the U.S. and abroad. They enjoy dining out and spending time with friends and their dog Ivy, but Paul’s real passion is sports. He would love to someday host a podcast talking about IU basketball, as well as his beloved Chicago Bears and Cubs teams.

Visit our team page at www.ashtonthomaspw.com/garberteam

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.363.4290

Fax: 602.734.5495

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Rebecca Douglass

Wealth Paraplanner

Rebecca Douglass brings over two decades of experience in financial services, having held roles across banking, auditing, and wealth management. Her career reflects a deep commitment to supporting advisors as they help clients navigate financial decisions with clarity and confidence.

Originally beginning her professional journey in litigation consulting, Rebecca went on to serve as an Auditor with Ernst & Young. She later spent seven years at Bank of America as a Premier Banking Client Manager, where she advised a portfolio of clients across banking and investment needs. Her transition to BofA Private Bank and later to SVB further deepened her experience in portfolio analysis and high-net-worth client service. In her current role with Ashton Thomas, she supports advisors and their clients with portfolio strategy and planning insights.

Rebecca holds a B.A. in Business Economics from the University of California, Santa Barbara. While at UCSB, she served as a research assistant and a university-appointed note taker—an early indication of her diligence and attention to detail.

Originally from Maryland, Rebecca has called California home for over 30 years. Outside the office, she enjoys hiking with her dog, mountain biking, skiing, kayaking, yoga, and spending time with her blended family of five children. She’s an active member of a weekly hiking group, two book clubs, and a mahjong group. Rebecca and her partner are looking forward to their upcoming wedding.

Rebecca's passion for finance is rooted in a lifelong interest in the markets and a desire to make a positive impact in her clients’ lives. She is energized by the opportunity to help individuals and families plan for the future—so they can live more intentionally today.

Office: Sarasota, FL

Email: info@at-pw.com

Direct Phone: 941.315.5154

Fax: 602.734.5495

Regan S. Teague

CFA®, CFP® Professional | Deputy Chief Investment Officer

Regan is a dedicated advisor and portfolio manager on the Day Hagan Team, where he has been an integral part of the team since 2012. Originally from Akron, Ohio, Regan moved to Sarasota, FL to start his career with Day Hagan, and has since built a diverse and successful career in the financial services industry.

Regan graduated from Ashland University, where he majored in finance and played baseball. After college, he worked for the Cleveland Indians organization as a bullpen catcher, an experience that further deepened his understanding of teamwork, discipline, and perseverance—values he has carried with him into his financial career.

Over the past decade at Day Hagan, Regan has served both as an advisor and portfolio manager, gaining invaluable insights into the challenges advisors face and a deep understanding of the priorities and needs of clients. His dual experience has allowed him to offer well-rounded financial strategies that are both client-focused and investment-driven.

Regan earned his Chartered Financial Analyst (CFA) designation in 2019 and became a CERTIFIED FINANCIAL PLANNER™ certification in 2021, demonstrating his commitment to professional excellence and client service.

Outside of his professional life, Regan is passionate about athletics and remains dedicated to an active lifestyle. He starts his mornings at the CrossFit gym and enjoys unwinding on the golf course in the evenings. Additionally, he is deeply involved in his church and, as a certified Dave Ramsey Financial Coach, uses his enthusiasm for personal finance to assist others in achieving their financial goals.

With a strong foundation in both finance and personal values, Regan continues to make a positive impact on the Day Hagan Team, helping clients navigate their financial futures with confidence.

Office: Napa Valley, CA

Email: info@at-pw.com

Direct Phone: 707.690.1150

Fax: 602.734.5495

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Richard A. Garber

Managing Director, Partner | Private Wealth Advisor

Rick joined Ashton Thomas Private Wealth as a Managing Wealth Advisor in 2020. Previously, he was Senior Vice President and Financial Advisor with Morgan Stanley.

“My goal is being an indispensable resource for my clients,” Rick says of his philosophy as a financial advisor. “It’s an elusive goal, but it’s my standard. Access, responsiveness, and authenticity while delivering intellectual capital: that’s what it’s all about.” This notable intentionality permeates every aspect of Rick’s life.

Originally from the Atlanta area, Rick spent most of his youth in southern Georgia, but moved back to Atlanta in 1992. He started his career in the financial services world as a young man with Federated Insurance, where he focused on developing estate planning strategies for clients. However, it was during his time with Lincoln National that he gravitated toward investment management and financial advisory work for clients, who began requesting these services from him. “I realized I really enjoyed it,” he says, so he decided to focus on the advisory business by moving to Smith Barney, where he experienced many years of success.

Due largely to this run of success, an opportunity to make a career shift presented itself in 2002. Over the next five years, Rick worked with financial advisors at major firms throughout the southeast to develop financial solutions for their clients, representing well-known companies like SunAmerica and Prudential Financial as a regional executive. “I owe much of my current success to this period in my career,” Rick states. “I learned a lot that impacted who I am as a financial advisor today.”

In 2007, he determined it was time to return to working one-on-one with wealth management clients, so he joined an established team at Merrill Lynch as the executive compensation specialist. Once he had reestablished a core client following, he moved to Morgan Stanley in 2012 to take his advisory practice to the next level. Since that time, Rick has enjoyed continuing success in developing deeper relationships with his clients. To stay at the forefront of his profession and to ensure his clients have access to the services they require going forward, he transitioned to Ashton Thomas Private Wealth in 2020. “I awake every morning with the goal of serving the needs of clients with unwavering advocacy,” says Rick. “I searched for and found a team of like-minded colleagues at Ashton Thomas who are willing to pursue that goal with me every day.”

To further his professional acumen, Rick obtained the Certified Private Wealth Advisor® designation in 2011 through a joint program offered by The Investments and Wealth Institute and the University of Chicago’s Booth School of Business.

Rick and his wife, Sonya, have had a place in Napa Valley since 2015 and began calling the region home in 2018. They enjoy fine food and wine, staying fit, and watching films.

Visit our team page at www.ashtonthomaspw.com/garberteam

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: El Paso, TX

Email: info@at-pw.com

Direct Phone: 520.884.7550

Fax: 602.734.5495

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Richard Pyle

ChFC®, FPQP™ | Wealth Advisor

Richard is a Wealth Advisor serving Tucson, Arizona, and El Paso, Texas. He holds the Chartered Financial Consultant^® designation and is a fee-only fiduciary advisor.

Prior to his advisory career, Richard was a global director in the weather measurement industry with the global weather measurement company Vaisala and its predecessors. Richard completed his tenure with the company in 2015 as Global Director of Renewable Energy, where he was responsible for the company’s renewable energy sector worldwide, including merger and acquisition projects.

A graduate of the State University of New York (SUNY) at Albany, Richard received a Bachelor of Science degree in Computer Science and was an integral part of the engineering team that developed the National Lightning Detection Network. While there, he co-founded a UNIX information systems company in New York.

“I became a financial advisor because I found myself in an international business career which was very impersonal,” says Richard. “The personal, one-on-one nature of the advisory business was very appealing to me since a discussion about money is one of the most personal and private things an individual can do. It demands a high degree of mutual trust to learn, know, teach, and lead people to act properly with good investments and a good plan. It is the most rewarding thing I have ever done. Now, I am in a firm where I can combine this unique trust with my passion for aviation to help aviation enthusiasts navigate their financials in the world of aviation and aircraft ownership.”

As a lifetime aviator and high-performance aircraft owner, Richard understands the unique needs of pilots and aircraft owners and their families’ financial needs. Richard first flew in 1983 and now holds a commercial multi-engine instrument rating with high-performance and complex aircraft endorsements. Richard has flown over 20 different types of aircraft for business, scientific research, the Civil Air Patrol, and as a member of Angel Flight West and Angel Flight South Central, providing charitable flights to children and families with urgent and serious medical needs.

He hails from Philadelphia, but Richard grew up mostly in the Hudson River Valley of New York State. His father was involved in research and development for IBM and through this exposure to technology in his formative years, Richard developed a passion for information systems, mathematics, and related engineering processes which carried through the better part of his career. This passion still influences how he approaches problem-solving today as a financial planner.

Throughout his professional career, Richard has traveled the world a good deal. He has lived in New York, Boulder, Colorado, and divides his time between Tucson, Arizona, and El Paso, Texas, with his wife, Monica.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Robert Clark

Trade Support and Operations Specialist

Bob joined Ashton Thomas Private Wealth in 2022 as Trade Support and Operations Specialist. He assists the trade desk with daily workflow and special projects and is a member of the Asset Allocation Team, which supports the firm’s advisors in portfolio construction, investment research, and related matters.

Bob was previously Trade Manager at Voya Financial, where he helped the firm migrate trading functions from an outsourced provider to an internal overlay trade team, which he supervised. Following the majority acquisition of Voya by Cetera Financial, Bob became Advisory Operations Supervisor with responsibility for a team of 20 trading and trade support professionals. Before Voya/Cetera, Bob was briefly with Merrill Edge where he focused on the account margin and options functions. He started his professional financial services career after college with Vanguard, where he worked for about a decade in various roles, including the margin and restricted stock trade desks.

Bob is a native New Englander who hails from Bethany, Connecticut. He attended Bryant College (now Bryant University) in Rhode Island and graduated in 1999 with a Bachelor of Science in Business Administration concentrating in Finance. Bob came to Arizona in 2000 at his uncle’s invitation. With the exception of a brief stint back east a number of years ago, he has been a resident of the desert southwest ever since. He currently resides in Tempe.

Outside of market hours, Bob is an accomplished powerlifting coach and former competitive powerlifter. He trains powerlifting athletes nationally and currently coaches one of the top-five female powerlifters in the United States. Bob’s passion for the sport was born in 2002—the same year he started working for Vanguard—when he began competing as a weightlifter. “I started a powerlifting gym in my garage because we couldn’t train at the local gym,” he says. “Today the sport has evolved to where gyms catering specifically to powerlifters are located all over the country. It’s been great to be a part of the growth of this sport and to work with so many talented, committed athletes over the years.”

Securities brokerage services are provided by M.S. Howells & Co., Inc., a Registered Broker/Dealer and Member of FINRA/SIPC. M.S. Howells & Co., Inc. is not affiliated with Ashton Thomas Private Wealth, LLC.

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Office: New York, NY

Email: info@at-pw.com

Toll Free: 844.590.6081

Direct Phone: 212.471.8508

Fax: 602.734.5495

Rod Tossounian

Registered Associate, Private Wealth Client Services

Rod is a financial professional with a background in advisory support, insurance solutions, and client service. He holds the Series 7 registration along with life and health insurance licenses, bringing a broad base of technical knowledge to his work with clients.

Rod graduated from Wayne State University in Detroit with a bachelor’s degree in finance. Shortly after completing his studies, he joined Raymond James, where he served as an internal annuity consultant within the firm’s Insurance Solutions team. In that role, he supported more than 650 financial advisors across seven states, providing guidance on annuity strategies and product implementation. His performance earned national recognition, receiving Territory of the Year in both 2023 and 2024 for achieving the highest growth in the country.

Originally from Michigan, Rod relocated to New York in 2025. He and his wife were married that same year. Outside of his professional work, Rod enjoys fishing, golfing, and participating in his church community and youth group.

Rod is driven by a commitment to helping clients make well-informed financial decisions. He is motivated by the opportunity to identify needs, solve complex problems, and build long-term relationships that support clients in achieving their financial goals.

Visit our team page at www.ashtonthomaspw.com/mcdonaghbauersteam

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Ron Piccinini

Ph.D. | Director, Head of Investment Research

Ron joined Ashton Thomas Private Wealth in 2023 as Director, Head of Investment Research. In this role, he is focused on portfolio risk modeling, custom portfolio design, and assessment of alternative investments, including options and derivatives.

Ron brings an extensive background in risk analytics, portfolio theory and model development, and quantitative research to Ashton Thomas. He studied the 1998 collapse of Long-Term Capital Management and subsequently wrote a graduate dissertation on heavy-tailed distributions using neural networks. Ron has applied the knowledge and experience gained through his quantitative research to risk management systems and processes at a number of well-known financial firms.

Before to joining Ashton Thomas, Ron was part of a portfolio management team that launched new ETFs to the advisory marketplace. Previously, he helped a national wealth management firm develop a program to assess structured notes as a tool for generating client conversations. He also built portfolio margin systems for TD Ameritrade and other firms. Ron was co-founder of a cloud-based risk analytics company which was subsequently acquired by a Covisum, a software entity which serves RIAs. He started his financial services career with First National Bank of Omaha, where he developed Economic Capital and Treasury risk models.

Ron received a Ph.D. from the University of Nebraska and a Maîtrise (Master’s degree) from Strasbourg University in France.

He is passionate about creating tailormade portfolio strategies to help advisors and their clients better navigate financial markets and investment risk. “I’ve always believed there are better ways to understand and measure risk,” states Ron. “Advisors and asset managers should be able to put together portfolios with appropriate levels of risk that have a fighting chance to outperform their peers over long periods of time. I’ve learned through experience and research that, while investment vehicle selection is important, the more determining factor in outcomes over time is the allocation percentage to each investment, since this is what controls the impact of risk on a portfolio strategy.”

In his free time, Ron enjoys golf, fencing, and scuba diving. He remains an avid student and researcher in the areas of high-performance computing, artificial intelligence, and the cognitive sciences.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Ross Fronk

Alternative Investments Due Diligence Manager

Ross is a dedicated professional with a strong foundation in history and sports management, coupled with extensive experience in the financial sector. Prior to joining Ashton Thomas, his career spanned nearly 15 years with the same firm, where he played a pivotal role in developing the company’s product due diligence processes and record-keeping procedures.

Raised in Mechanicsburg, PA, Ross is known as a lifelong athlete, with experience playing baseball, basketball, and football. During his time at Millersville University, Ross earned a Bachelor of Arts in History with a minor in Sports Management, and was a four-year letterman in baseball. He continued to contribute to the sport as a pitching coach after completing his NCAA eligibility.

In 2005, Ross married his college sweetheart, Kristin, and they settled in Dillsburg, PA, where they continue to raise their two sons, Alex and Andrew. Outside of work, Ross is passionate about youth sports and community involvement. He founded Northstars Baseball in 2020 and owns and operates The Yard, a baseball and softball training facility. He also serves as the Vice President of Football Operations for the Northern Youth Football organization, where he has been coaching for eight seasons.

An outdoor enthusiast, Ross enjoys spending quality time with his family in nature, hunting, fishing, and riding ATVs. The family shares a love for beach vacations, frequently visiting the Gulf Coast of Florida, the Outer Banks of North Carolina, and Virginia Beach.

Ross is motivated by the dynamic nature of alternative investment due diligence, relishing the unique challenges each deal presents and the opportunity to foster valuable business relationships. His commitment to protecting his firm, its advisors, and clients drives his professional endeavors. Known for his personable approach, Ross values interactions with colleagues and strives to create a collaborative work environment.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

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Ryan Lovett

CFP® Professional, AIF® | Senior Wealth Advisor

Ryan Lovett is a Senior Wealth Advisor with over 18 years of experience in financial services. He began his professional development in the residential mortgage sector, where he discovered an affinity for helping families achieve their financial objectives. Ryan went on to gain experience in the currency-trading markets, where he further developed his skills for learning about, and trading capital markets of all types.

Desiring to bring those two passions together naturally led him to the personal wealth management profession. Ryan has spent the last fourteen years playing an instrumental role in the growth and evolution of Ashton Thomas Private Wealth, a Registered Investment Advisor (RIA) firm headquartered in Scottsdale, Arizona.

Ryan became a CERTIFIED FINANCIAL PLANNER® in December 2022 to apply a comprehensive, planning-based approach to each client relationship. He enjoys collaborating with clients to develop a personalized Financial Blueprint focused on helping to achieve long-term financial success. That detailed financial plan becomes the foundation for delivering investment advice, creating asset preservation and wealth transfer strategies, and implementing tax-aware solutions. Ryan works in concert with a credentialed Ashton Thomas team across the disciplines of estate planning, insurance, taxation, and investment management to holistically create a plan that is designed to help create a client's desired outcomes.

In addition to his growing Private Wealth practice, Ryan also conducts much of the research, analysis, and delivery of ongoing reporting for the workplace retirement plans Ashton Thomas serves in a 3(38) Investment Fiduciary capacity. He has spent much of his career assessing non-traditional investment vehicles, including real estate, private equity, hedge funds, and other complex instruments, providing his clients a diverse skillset applicable to the portfolio oversight process.

Ryan serves as a member of the firm’s Advisor Council, which assists Ashton Thomas leadership in steering the direction and allocation of the firm’s resources. The Advisor Council plays a key role in collaborating with the firm to ensure a robust set of resources and solutions remain in place to support advisors and their clients.

In addition to being a CERTIFIED FINANCIAL PLANNER®, Ryan also holds the Accredited Investment Fiduciary® (AIF®) designation. Ryan graduated from Arizona State University with a bachelor’s degree in Interdisciplinary Studies with a concentration in Economics and Business. Ryan and his wife, Kelli, welcomed a beautiful baby daughter, Riviera, to their lives in 2022. They enjoy camping, days on the lake, skiing, and traveling to stadiums around the country to cheer on their beloved New England Patriots.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of SIPC.

Office: Sarasota, FL

Email: info@at-pw.com

Direct Phone: 941.315.5154

Fax: 602.734.5495

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Ryerson Shippee

Registered Associate

Private Wealth Client Services

Ryerson Shippee is a client service associate supporting wealth advisors and clients through comprehensive account servicing and operational support. He is committed to delivering a high level of care and responsiveness, helping ensure that clients receive timely, accurate service as they navigate important financial decisions.

Ryerson began his financial services career in 2024 with Magnuson Financial in Sarasota, Florida, where he supported advisors serving a diverse group of individuals and families. In his role, he assisted with a broad range of client service and administrative functions across multiple custodial platforms, including Raymond James and Fidelity. His responsibilities included account openings and transfers, trade allocations, billing and performance reporting, and resolving complex client service requests while maintaining a strong focus on operational accuracy and regulatory compliance. In addition to his finance experience, he also holds the CompTIA A+ certification, the industry-standard, entry-level credential for IT professionals, validating skills in troubleshooting, networking, operating systems, security, and cloud computing.

Originally born in Toronto, Canada, Ryerson was raised along the New Jersey shore before attending Acadia University in Nova Scotia, where he earned a Bachelor’s degree in Music with a concentration in Music Composition/Production and Organ Performance. During his time at Acadia, he tutored fellow students in music theory, served as a teaching assistant for comprehensive keyboard and theory courses, and worked as the student assistant for the Electroacoustic Music Studio.

Ryerson is passionate about serving others through thoughtful stewardship and building trusted relationships with the families and individuals he supports. He values helping clients navigate complex financial matters with clarity and confidence.

Outside of the office, Ryerson enjoys studying and performing classical piano and composing music. He has been playing piano since the age of five and particularly enjoys the works of composers such as Bach, Beethoven, Chopin, and Gershwin. He is also active in his church community and enjoys regular fitness training. Ryerson currently resides in Sarasota, Florida.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Colorado Springs, CO

Email: info@at-pw.com

Toll Free: 844.590.6081

Direct Phone: 719.247.9646

Fax: 602.734.5495

Sandy Martin

Senior Associate

Private Wealth Client Services

Sandy is a Senior Associate, Private Wealth Client Services with the Schwinck Private Wealth Team at Ashton Thomas. Sandy is based in the Colorado Springs office and oversees the operations for the Cherry Creek (Denver) office, as well. She strives to deliver white-glove, personalized service to clients by addressing their operational needs in a efficient and timely manner.

Prior to joining Ashton Thomas, Sandy served in a similar role with Wells Fargo Advisors and has been in the financial services industry for 23 years. She was integral in Forbes naming the team a 2023 Best-in-State Team.

“Because our clients are the focal point of what we do every day,” states the team’s Managing Wealth Advisor, Karl Schwinck, “Sandy is a crucial part of our success and our ability to consistently meet and exceed our client’s expectations. She is not only a terrific client service representative, she is also a wonderful human being and we are fortunate to have her as part of our team!”

The Schwinck Private Wealth Team is led by Karl Schwinck. In addition to Sandy, the team also includes Karl Schwinck – Managing Wealth Advisor, John McCloskey - Senior Wealth Advisor, and Cade Hammarquist - Wealth Paraplanner.

A Minnesota native, Sandy has lived in Colorado since 1982. She and her husband, Ray, have two children and four grandchildren who keep them very busy, particularly running between youth sporting events to cheer them on. Sandy also enjoys doing cross-stitch and researching her family genealogy, which she has been able to trace back to the 1600s.

Visit our team page at www.ashtonthomaspw.com/schwinckteam.

Wells Fargo Advisors has been recognized by Forbes as a recipient of the “Best-in-State Team” for 2023. The rating was issued in January, 2023 by Forbes. Forbes and Wells Fargo Advisors are not affiliated with Ashton Thomas or any of its affiliates. The rating was based on the criteria outlined here. Participation in the rating may have required the submission of information by Wells Fargo Advisors. Wells Fargo Advisors did not pay a fee to participate in the rating. The rating is not indicative of future performance and may not be representative of any one client’s experience. No compensation was provided directly or indirectly in exchange for the rating, except as disclosed above.

Investment Advisory services are provided by Ashton Thomas Private Wealth, LLC (“ATPW”), an SEC-registered investment adviser. Securities offered through USCA Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Helena, MT

Email: info@at-pw.com

Direct Phone: 406.389.8500

Fax: 602.734.5495

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Scott Knutson

Managing Wealth Advisor

Scott is the Managing Wealth Advisor in the Helena, Montana, office of Ashton Thomas Private Wealth. He holds Bachelor of Science Degrees in Business Administration and Organizational Communication from Concordia College in Moorehead, Minnesota. He was previously with Wells Fargo Advisors in Helena.

Initially entering the industry with Wells Fargo predecessor Norwest, Scott quickly advanced to the Financial Advisor role. He has served in that capacity since 1994, building a substantial advisory practice before joining Ashton Thomas in 2021. Earning many professional and industry accolades throughout his career, Scott has been recognized by Barron’s as one of America’s Top 1,200 Financial Advisors* for eleven consecutive years.

Scott leads a team of professionals who are committed to providing focused, client-centric service. “It really is about our clients and how our team serves them. At the end of the day, we are dedicated to a service standard that meets their needs in achieving their financial objectives. The practice is built around a full-balance-sheet approach to helping high-net-worth individuals and families. We want them to have confidence their finances are being managed by a group of people who know and truly care about them. We have so many great relationships because our team members go the extra mile to treat our clients like family.”

Regarding his decision to join Ashton Thomas, Scott states, “The firm exemplifies my client first, service first approach to this business. I believe it is important that your organization, your culture, and your team are aligned in serving your clients.”

When he is not consulting with clients, Scott spends much of his free time with his children, Jack and Samantha, on the family ranch in Clyde Park. As a lifelong Montanan, Scott enjoys many outdoor activities, particularly hunting for upland game.

Securities brokerage services are provided by M.S. Howells & Co., Inc., a Registered Broker/Dealer and Member of FINRA/SIPC. M.S. Howells & Co., Inc. is not affiliated with Ashton Thomas Private Wealth, LLC.

* From Barron’s: “The rankings are based on data provided by around 4,000 of the nation’s most productive advisors. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work.” Link to Barron’s website

Office: Casper, WY

Email: info@at-pw.com

Direct Phone: 307.224.2600

Fax: 602.734.5495

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Shawn M. Porter

CFP® Professional | Wealth Advisor

Shawn is a Wyoming-based Wealth Advisor with Ashton Thomas. After years of discussing the idea of working together, Shawn joined his cousin, Michael Porter, as part of the Casper Private Wealth Team.

“I’m focused on building relationships with my clients, understanding their goals, and looking at wealth holistically through a financial plan,” says Shawn. “The plan outlines the objectives they are aiming for and shows each client the pathways to achieve those goals.”

The evolution of Shawn’s career over 28 years in financial services has given him the perspective he brings to each wealth management client he serves. Most recently, he was a Wealth Advisor with First Interstate in Casper. Shawn and a handful of other financial professionals were an instrumental part of the transformation of First Interstate’s service model during a time of evolution in the financial services industry. When Shawn joined First Interstate in 2000 as a Trust Officer, the bank offered retail clients banking and trust services. Not long after joining the Trust Department, the bank had evolved to a broader wealth management services model, and Shawn broadened his skill sets and credentials accordingly. Prior to his time with First Interstate, Shawn worked in the Trust Department of a local Wyoming bank.

Shawn is a graduate of the University of Wyoming, earning a Bachelor of Science degree in Finance in 1995. He obtained the CERTIFIED FINANCIAL PLANNER® mark from the CFP Board of Standards in 2012.

His father owned an established CPA practice in Casper, Wyoming, giving Shawn a firsthand view of life as a financial professional from an early age. “I owe much of my work ethic and client-centric mindset to him,” Shawn recounts.

A native of Wyoming, Shawn met his wife 21 years ago and has been married for 18 years. Together, they have two children, a daughter who is 17 and son who is 14. “Most of my life is based around my family,” Shawn beams. In addition to having coached his son in football and traveling a good part of the year with his son’s baseball and his daughter’s volleyball team, Shawn and his family enjoy fishing, hunting, camping, and “being in the outdoors.” Longtime members of the Cowboy Joe Club, they are also devoted University of Wyoming fans. As Shawn puts it, “Brown and Gold and loyal to the end!”

Shawn is an avid outdoorsman who enjoys bow and rifle hunting, particularly during mule deer season. “At the end of the day, my favorite hobby is just sitting up in the mountains and looking at the countryside. It’s where I think and recharge.”

Visit our team page at www.ashtonthomaspw.com/casperteam

Office: North Scottsdale, AZ

Email: info@at-pw.com

Direct Phone: 480.771.4301

Fax: 602.734.5495

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Shay Figueroa

Associate

Private Wealth Client Services

Shay Figueroa brings energy, discipline, and a strong commitment to growth to her role at Ashton Thomas Private Wealth. A Scottsdale native, Shay is proud to serve the community she has called home her entire life. She is passionate about contributing to a team dedicated to helping individuals and families pursue their financial goals with clarity and confidence.

Shay graduated Magna Cum Laude from the W. P. Carey School of Business at Arizona State University, earning a Bachelor of Arts in Sports Business. Her academic achievements reflect her dedication, focus, and drive - qualities she applies daily in her professional life.

Prior to joining Ashton Thomas Private Wealth, Shay served as a Marketing Coordinator at Fairway Independent Mortgage, where she supported strategic marketing initiatives and client engagement efforts. Before that, she was the Team Manager for the Arizona State Women’s Basketball Team, a role that strengthened her organizational skills, attention to detail, and ability to perform in fast-paced, team-oriented environments.

Shay’s professional “why” is rooted in growth. Inspired by watching her parents build meaningful careers, she developed a strong desire to pursue excellence in her own path. She finds purpose in contributing to the success of others and values being part of important milestones in clients’ lives. Supporting individuals as they work toward their next level of achievement is what makes her work especially rewarding.

Outside of the office, Shay has a lifelong passion for sports. Having played basketball for most of her life, she still enjoys watching and playing whenever she can. She also comes from a dedicated football family with a strong loyalty to the Pittsburgh Steelers. In her free time, Shay enjoys staying active at the gym and spending time with her family and her mini Australian Shepherd, JuJu.

Office: San Francisco, CA

Email: info@at-pw.com

Direct Phone: 415.742.1954

Fax: 602.734.5495

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Stephanie M. Wei

CFA® | Wealth Advisor

Stephanie M. Wei is a financial professional with over two decades of experience advising high-net-worth individuals and families on complex investment strategies, wealth preservation, and risk management. Her mission is to help clients confidently steward their wealth, whether they are navigating new liquidity, preparing for a legacy, or confronting financial fears, with clarity, care, and strategic foresight.

A Chartered Financial Analyst® charterholder since 2002, Stephanie’s expertise is in tax-efficient diversification strategies for concentrated stock positions. She brings a global perspective and deep institutional knowledge to her role within Ashton Thomas.

Stephanie’s approach is deeply client-centric. She is particularly passionate about empowering women, professionals of color, and first-generation wealth builders by providing access to the kind of tailored, unbiased financial guidance that has long been less available to these communities. As a trusted advisor to her clients, she emphasizes education, accountability, and a values-based framework for decision-making.

Stephanie began her career at the Federal Reserve Bank of New York as a bank examiner before transitioning into wealth management leadership roles at Wells Fargo. Over a 19-year tenure, she rose to the level of Managing Director, where she led the development and distribution of customized investment solutions, advising financial advisors and private bankers nationwide.

In 2020, Stephanie served as Managing Director of Client Experience at ImpactAssets, a leading donor-advised fund specializing in impact investing. In 2022, she joined Merrill Lynch to work directly with HNW clients, helping individuals and multigenerational families implement tax-efficient strategies to grow, protect, and transition wealth.

Stephanie holds a BA in International Political Economy with High Honors from UC Berkeley, where she was elected to Phi Beta Kappa, and a Master’s degree in International Relations from The Fletcher School at Tufts University. She is a member of the CFA Society of San Francisco and Financial Women of San Francisco. A former violinist, she has performed with the UC Berkeley Symphony and remains active in supporting arts, education, and financial literacy initiatives. She currently serves as Secretary of Medcetera.org, an organization focused on equity in healthcare and scientific innovation, and has joined the Board of Directors of Savvy Ladies, a nonprofit dedicated to empowering women through financial education.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Rochester, NY

Email: info@at-pw.com

Direct Phone: 585.424.1234

Fax: 585.424.1247

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Tami Lanzisera

CPFA® | Partner

Financial Advisor

Tami Lanzisera is a financial advisor and retirement plan specialist serving both individual and corporate clients. With more than three decades of industry experience, Tami is known for her disciplined and matter of fact approach to wealth management.

Tami is a strong advocate for her clients. She encourages and engages in collaboration with her clients’ accounting and attorney teams to address all aspects of her client’s financial wellbeing. Achieving this comes from a desire to provide each client with knowledge, responsiveness, and concierge level service.

During her 30-year tenure with Ashton Thomas Securities (formerly Excel Securities & Associates), Tami co-founded the firm’s Qualified Plan Division. In that role, she developed a specialized compliance documentation system used in Internal Revenue Service (IRS) and Employee Retirement Income Security Act (ERISA) audits. Today, she continues to focus on helping retirement plan sponsors meet their fiduciary and regulatory obligations while educating plan participants on strategies to help build long-term retirement security.

Certified Plan Fiduciary Advisor (CPFA®)

Tami has spoken at The Spark Institute’s Executive Summit and has been cited in Money Management Executive Magazine (2009).

Licensed Insurance Agent and Broker

Life, Accident & Health/ NYDFS

Outside of her professional work, Tami is deeply committed to community service. She has been involved with numerous charitable organizations and co-founded a nonprofit with her two daughters. She is also a recipient of the “Power of One” Award from Volunteers of America (2012).

She has previously served on the boards of the National Association of Women Business Owners and the Small Business Council and was formerly a member of the Young Presidents Organization (YPO).

Tami earned her Bachelor of Arts in Economics from the University of Maryland.

Office: Scottsdale Headquarters

Email: info@at-pw.com

Direct Phone: 602.732.4745

Fax: 602.734.5495

Tanisha Branch

Operations & Supervision Manager

Tanisha Branch is an accomplished financial services professional with over 17 years of experience. Tanisha has excelled in various roles, from client service to account management. Originally from Massachusetts, Tanisha relocated to Florida, and she has called the Sunshine State home for the past 17 years. Living with her husband and daughter, she values family connections, having welcomed her mother and brother to Florida as well.

Tanisha graduated from the University of Massachusetts Amherst, where she cultivated her passion for helping others. Her commitment to ethical leadership and client advocacy is reflected in her work philosophy, inspired by Dr. Martin Luther King Jr.'s powerful quote: “The ultimate measure of a man is not where he stands in moments of convenience and comfort, but where he stands at times of challenges and controversy.” For Tanisha, leading with integrity and character is essential, whether she’s guiding her client relationship team or supporting her family and friends.

In her role, Tanisha finds immense satisfaction in navigating complex projects, serving as a champion for advisors, and ensuring they feel supported and valued throughout the process. She holds several professional certifications, including FINRA Series 7, 52, 63, and 24, which further enhance her knowledge in the financial sector.

Beyond her professional life, Tanisha is passionate about mentoring the next generation and actively engages in her daughter’s Girl Scout troop. She is dedicated to causes such as human rights, education, and cancer research. In her free time, she enjoys watching professional football and basketball, with her favorite players Tom Brady and LeBron James. Tanisha also loves spending time at the beach and traveling.

Advisory services are provided by Ashton Thomas Securities, LLC (“ATS”), an  SEC-registered investment adviser. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and member of FINRA/SIPC.

Office: Scottsdale, AZ

Email: info@at-pw.com

Toll Free: 844.590.6081

Direct Phone: 602.732.4745

Fax: 602.734.5495

Taylor Knight

Wealth Paraplanner

Taylor is a Wealth Paraplanner in the firm’s Scottsdale Headquarters office. He joined the firm as an Advanced Planning Intern under Murray Smith in 2019 and transitioned to the full-time service role in 2021 after completing his internship.

From a young age, Taylor was exposed to the daily life of a Wealth Advisor through his father, Managing Wealth Advisor, Lance Knight. As Taylor grew older, this exposure developed into an aspiration to become an advisor himself. Knowing he wanted to pursue a career in financial services, Taylor was encouraged by his father to pursue the internship with Ashton Thomas while in college.

While Taylor has a knack for finance, his real passion in life (and also following in his father’s footsteps) always been putting on a pair of skates, gearing up with stick in hand, and hitting the ice. “I’ve been playing hockey my whole life,” he says. “I still enjoy playing today and hopefully will be able to continue playing for a long time.” During his senior year of high school, Taylor moved to Seattle to play in a junior hockey league in the Pacific Northwest. After spending a year in Seattle, moved to Aspen, Colorado, where he continued playing junior hockey. Taylor’s teams won their respective league championships both years and, during his second season of junior hockey in Aspen, he served as the team’s captain.

Taylor returned to Arizona after playing hockey for two years and attended the University of Arizona (UofA) in Tucson. During his collegiate years, Taylor became one of the founding fathers of the fraternity, Tau Kappa Epsilon (TKE). In addition to being a founding father, he also served as Treasurer where he was assigned the task of purchasing a house for the fraternity. As one might expect, Taylor played hockey for UofA, also playing roller hockey for the school in the off-season. He received a bachelor’s degree in Personal and Family Financial Planning in 2021 and was one of the first graduates of the school’s new financial planning program. The program UofA was started with the assistance and input of the Financial Planning Association, a professional industry organization to which Ashton Thomas has regularly dedicated support and resources.

When Taylor is not working, you can still find him on the ice playing hockey in a local adult hockey league. He also enjoys participating in outdoor activities, working on almost anything with an engine, spending time with his family, or playing with his two dogs, Avie and Squire. Taylor is currently studying to sit for the Certified Financial Planner (CFP^®) exam.

Office: Denver, CO

Email: info@at-pw.com

Direct Phone: 406.302.5700

Fax: 602.734.5495

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Todd Mata

JD, LLM, CPA | Tax Manager

Todd Mata is a seasoned tax and accounting professional with more than 30 years of experience spanning corporate leadership, consulting, business ownership, and higher education. A Certified Public Accountant licensed in Illinois and Colorado, Todd brings a multidisciplinary perspective shaped by extensive experience in taxation, accounting, law, and business strategy.

Throughout his career, Todd has held senior tax leadership roles with organizations including BP, PwC, Fiserv, Avery Dennison, and Ingredion. He has led teams of tax professionals across multiple continents, developed innovative U.S. and international tax planning strategies, and overseen the preparation and review of complex domestic and international tax returns. His experience has given him a deep appreciation for navigating complexity, identifying opportunities, and helping clients make informed decisions with confidence.

Todd earned a Bachelor of Science in Management from Purdue University and a Juris Doctor from Loyola University Chicago School of Law. He also holds a Master of Laws (LL.M.) in Taxation from DePaul University College of Law, where he earned the highest grade in his estate and gift tax planning course.

Education has also been an important part of Todd’s career. Since 2016, he has served as an adjunct faculty member in Metropolitan State University of Denver’s graduate accounting program, where he shares his enthusiasm for business taxation with the next generation of accounting professionals. He has also taught business law and accounting at Purdue University and in Webster University’s Executive MBA program.

At the center of Todd’s professional philosophy is what he calls a “consulting mindset.” For him, that means looking beyond predefined responsibilities to understand the underlying problem, create a path forward, and take ownership of outcomes. He believes the strongest advisors combine technical expertise with an entrepreneurial approach, intellectual curiosity, autonomy, and a genuine commitment to earning clients’ trust. Continuing to develop and apply that mindset is what motivates Todd every day.

Originally from the Chicagoland area, Todd has called Denver home since 2007, where he lives with his wife and two children. A lifelong Chicago Cubs fan, he proudly brings out his Ryne Sandberg jersey whenever the Cubs come to town. Outside of work and the classroom, Todd enjoys training for his next triathlon and working on his still-developing trumpet skills.

Office: Rochester, NY

Email: info@at-pw.com

Direct Phone: 585.424.1234

Fax: 585.424.1247

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ToniAnn Finocchiaro

Operations Professional

ToniAnn Finocchario brings more than two decades of industry experience to her role at Ashton Thomas Securities. Having worked across many areas of the business, she plays an important role in supporting the firm’s representatives and client service teams, helping ensure that operations run smoothly so advisors can focus on delivering exceptional service to clients.

Originally from Long Island, New York, ToniAnn moved to Rochester at a young age when her father relocated the family to lead the local broker-dealer office. The financial services industry has been a constant presence throughout her life, and Ashton Thomas and its predecessor organizations have long been a part of her family’s story. Today, she and her three sisters all work within the firm, along with several other family members, continuing a shared commitment to supporting advisors and the clients they serve.

ToniAnn earned her Bachelor of Science degree in Elementary Education and Psychology from St. John Fisher College. She joined Excel Securities, now Ashton Thomas Securities, more than 20 years ago and has developed extensive experience across multiple operational areas, including new account opening, account maintenance, commissions, bookkeeping, and administrative support. Her broad knowledge of the firm’s processes allows her to assist advisors and client service associates effectively while contributing to a collaborative and service-oriented environment.

ToniAnn values being part of a team that works closely together in support of advisors and their clients. She enjoys the opportunity to collaborate with colleagues across the firm and appreciates being part of an organization that feels like an extended family.

Outside of work, ToniAnn enjoys spending time with her family. She and her husband have been married for over 25 years and have three children. Family remains central to ToniAnn’s life, both at home and within the Ashton Thomas community.

Office: Sarasota, FL

Email: info@at-pw.com

Direct Phone: 941.315.5154

Fax: 602.734.5495

Tyler Hagan

Sales and Distribution Systems Manager

A native of Sarasota, Florida, Tyler graduated from Florida State University in 2013 with a double major in Political Science and Economics. He then began his career in Tampa, Florida, working in technical staffing. Tyler's drive and dedication in the role quickly led to a promotion and an exciting relocation to Toronto, Canada, where he lived and worked for two years. During that time, he opened Insight Global's flagship international office, quickly turning it into the fastest-growing and largest-producing office in the company. This success set the stage for his return to Sarasota and his journey with Day Hagan Asset Management.

Since joining Day Hagan, Tyler has been instrumental in driving the firm’s growth. Over the past five years, he has developed an innovative distribution system grounded in data-driven sales techniques. This approach has played a pivotal role in raising over $1 billion in AUM, reflecting his commitment to strategic growth and impactful leadership.

Tyler’s passion for empowering advisors to make the best investment decisions for their clients is at the core of his career. He is dedicated to working with a team that operates with integrity, ensuring that clients feel secure and well-informed about their financial futures. His enthusiasm for embracing new technologies and enhancing traditional distribution methods helps deliver efficient, high-impact results.

Outside of work, Tyler is an avid golfer, traveler, and boater, always looking to explore new places and stay active. He is also deeply committed to his community, participating in several charitable organizations such as Leadership Sarasota, Copperhead Charities, and First Step. His involvement in these causes reflects his dedication to making a positive impact both personally and professionally.

With a focus on growth, innovation, and integrity, Tyler Hagan continues to contribute to the success of the Day Hagan Team, driving forward-thinking solutions for advisors and clients alike.

Office: Scottsdale, AZ

Email: info@at-pw.com

Direct Phone: 480.509.2039

Fax: 602.734.5495

Tyson Murphy

Trading Operations Associate

Tyson Murphy is a financial professional with Ashton Thomas Private Wealth, where he supports advisors and clients through thoughtful service and a strong analytical approach to financial markets. He is committed to helping deliver an exceptional client experience while continuing to deepen his knowledge of investments, portfolio management, and the broader economic landscape.

Originally from San Francisco, Tyson moved to Eugene, Oregon to attend the University of Oregon, where he earned a double major in Business Administration with a concentration in Finance and General Economics. After graduating in 2023, he relocated to Phoenix, Arizona to begin his career in financial services.

Tyson started his professional journey with Charles Schwab in 2023 as a licensed representative. During his time on the Trade Desk, he specialized in supporting clients with derivatives-related service requests and helping manage risk considerations for both client accounts and the firm. In 2025, he transitioned to Schwab Wealth Advisory as an Associate, where he worked closely with advisors and clients to assist with operational support, portfolio adjustments, and day-to-day client service needs.

Outside of the office, Tyson enjoys equity research, following financial markets, trading, trying new restaurants, and playing basketball. His passion for finance stems from the constant opportunity to learn - whether about companies, industries, or global economies - and he is motivated by building a career and life he can be proud of.

Investment Advisory services are provided by affiliated entities, Ashton Thomas Private Wealth, LLC (“ATPW”) and Ashton Thomas Securities, LLC (“ATS”), SEC-registered investment advisers. Securities are offered through Ashton Thomas Securities, LLC, a registered broker/dealer and Member of FINRA/SIPC.

Office: Rochester, NY

Email: info@at-pw.com

Direct Phone: 585.424.1234

Fax: 585.424.1247

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Volnei de Moraes

Registered Operations Associate

Volnei is an operations professional at Ashton Thomas Securities, where he supports the firm’s operational infrastructure with a focus on technology support, systems access, credential administration, new accounts, asset movements and pretty much everything operations related. In his role, Volnei helps ensure that advisors and internal teams have the tools, systems, and operational resources they need to serve clients efficiently and effectively.

Volnei began his career with Excel Securities - now Ashton Thomas Securities - in 2021, initially providing back-office operational support. As he developed a strong interest in operations and technology, he expanded his responsibilities to include entitlements management and technology support across several key systems used throughout the firm.

Volnei attended Uniasselvi University in Brazil, where he graduated in 2009 with a focus in culinary arts. After completing his studies, he spent seven years working at an Italian restaurant, progressing from chef to a management role where he developed leadership, operations, and customer service skills.

Originally from Santa Catarina in southern Brazil, Volnei has always had a passion for exploring the world and experiencing new cultures. Early in his career, he worked aboard cruise ships for seven years, where he visited nearly 60 countries. During that time, he worked as a chef and a DJ, and met his wife, Samantha.

In 2020, Volnei relocated to the USA spent three years in Miami, and eventually moved to Rochester, New York, where much of his wife’s family resides. Today, they are proud parents of two children, Sophia and James.

Outside of work, Volnei enjoys attending live concerts - especially rock shows - and continues to DJ at home as a hobby. He also has a passion for photography and enjoys capturing moments from his travels and everyday life. Most of all, he values spending time outdoors with his family and creating lasting memories with his children.

Volnei takes pride in being a reliable resource for colleagues across the firm. He is motivated by solving operational and technology challenges and by helping teams operate smoothly so they can focus on delivering exceptional service to clients.

Office: Tucson, AZ

Email: info@at-pw.com

Direct Phone: 520.884.7550

Fax: 602.734.5495

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Wills F. Marcello

CFP® Professional, AIF® | Wealth Advisor

As an independent Wealth Advisor, CERTIFIED FINANCIAL PLANNER® and Accredited Investment Fiduciary® (AIF®) with Ashton Thomas Private Wealth, Wills guides his clients through the process of investing and planning, specializing in wealth accumulation and wealth transfer strategies.

Wills grew up in Tucson, Arizona, and graduated from the University of Arizona’s McGuire Center for Entrepreneurship at the Eller College of Management. Wills enjoys staying active in the community and is a member of the Tucson chapter of Sons of the American Revolution.

“Risk management and financial planning are two components of one’s overall financial health that can often be overlooked,” states Wills. “As an AIF® designee, I understand the importance of thoroughly understanding a client’s goals. That is why a holistic approach to investing is so essential.”

Prior to joining Ashton Thomas, Wills was part of a private equity fund in Scottsdale, Arizona, where he built out a business incubator that included ventures in Arizona, Florida, Illinois, Oregon, and Texas. Prior to this, Wills lived in New York City, where he worked for a fintech firm focused on trading execution, connectivity, and reconciliation projects for global banking and exchange clients including Goldman Sachs, Barclays Capital, Bank of America, UBS, the New York Stock Exchange (NYSE), and the Chicago Mercantile Exchange (CME).

“The team at Ashton Thomas provides me with breadth and depth of support across a range of disciplines. This means I can provide my clients the solutions they need. The client is the focus of my advisory practice and Ashton Thomas helps me deliver time and again.”

Having traveled extensively throughout Europe, Central America, and Australia, Wills prefers backpacking, as it provides a closer connection to the surrounding locale. When he is not working, Wills enjoys fly fishing and sport fishing, traveling, and hanging out with his family and their French bulldogs, Briggs and Brylee.

Meet the Ashton Thomas Team

Firm Leadership +

Aaron Brodt

Drinan Gorney

Kevin Kading

Wealth Planning +

Bilal Lulu

Bill Aumiller

Chi Bui

Deanna Tierney

Morgan Amos

Rebecca Douglass

Steve Leland

Taylor Knight

Asset Management +

Donald L. Hagan

Justin Paniagua

Randall Lee

Regan S. Teague

Ross Fronk

Tyson Murphy

Tax Advisory +

Abby Skeen

Blake Mattfeldt

Carlin White

Daniel Ritter, Jr.

Eliza Hollingsworth

Katie Leech

Nicole Rose

Rachel Black

Todd Mata

Business Development +

April Cardoza

Caryn Young

Lance T. Knight

Taylor Crisp

Operations +

Alex Demack

Alyna Villalobos

Eric Fontenot

Jennifer Beals

Joseph Krasnov

Joyce McDonough

Michael Hansen

Mimi Toy

Nicolas De La Fuente

Tanisha Branch

Tyler Hagan

Client Services +

Alexander McBain

Anastasia Pavlova

Brianna Miller

Caleb Dupree

Catherine Lau

Courtney Shipley

Denise Cook

Ed Hable

Eleonore Snow

Everett Jensen

Gage Porter

Goda Stevens

Griffin Lauritano

Hailee Jackson

Hunter Hendrix

Jack Lauritano

Janice C. Rodgers

Joanne J. Amrhein

Jody Swapp

Joseph Kearney

Julie Hendrickson

Justine Kinaj

Kate Gillette

Kayleigh Nakamura

Killian Gorman

Kristine Lantz

Lisa Mauser

Meghan Thomson

Nadia Mocan

Pam Harris

Patrick Smith