Cathy is a Compliance Analyst in the Scottsdale headquarters of Ashton Thomas Private Wealth. She assists the Compliance team with advertising and communication oversight, compliance platform monitoring, and regulatory policy and procedure. Cathy joined Ashton Thomas in 2023.
Cathy started her financial services career with American Funds, part of Capital Group, where she worked from 2005 through 2015. Prior to joining Ashton Thomas, Cathy worked in client service and operations roles at Charles Schwab, Vanguard, and AssetMark. Most recently, she held a compliance role with Arizona-based wealth management firm Dynamic Wealth Advisors.
Originally from the Chicago area, Cathy moved to Arizona in 1982 with her family. She has been married to her best friend and love of her life since 1996 and has two daughters, one grandchild, and four dogs, Cathy and her husband enjoy riding motorcycles in their free time.